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SP

Scott R. Prill

Some features on this profile are disabled
CRD#: 1691798
SP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Robert Prill, who also goes by S.r. Prill, was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 1987. Scott had worked at 16 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

S.r. Prill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 12, 2012 - January 30, 2013

G. A. REPPLE & COMPANY

BD
CRD#: 17486
CASSELBERRY, FL
Past

October 9, 2009 - December 17, 2010

BROOKSTONE SECURITIES, INC.

BD
CRD#: 13366
OVERLAND PARK, KS
Past

May 26, 2006 - March 4, 2009

THE RIDERWOOD GROUP INCORPORATED

BD
CRD#: 16681
TOWSON, MD
Past

March 25, 2005 - October 7, 2005

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
HOLDREGE, NE
Past

December 15, 2004 - October 7, 2005

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT
Past

August 27, 2004 - November 19, 2004

QA3 FINANCIAL LLC

RIA
CRD#: 104957
HOLDREGE, NE
Past

August 24, 2004 - November 19, 2004

QA3 FINANCIAL CORP.

BD
CRD#: 14754
OMAHA, NE
Past

March 2, 2004 - June 8, 2004

HARRISON DOUGLAS, INC.

BD
CRD#: 16515
AURORA, CO
Past

September 6, 2002 - February 27, 2004

FREEDOM ASSET MANAGEMENT, INC.

RIA
CRD#: 109654
HOLDREDGE, NE
Past

August 22, 2001 - February 27, 2004

FREEDOM FINANCIAL, INC.

BD
CRD#: 45850
OMAHA, NE
Past

June 20, 2001 - August 27, 2001

CAP PRO BROKERAGE SERVICES, INC.

BD
CRD#: 103953
COLUMBUS, OH
Past

September 1, 1992 - June 13, 2001

FFP SECURITIES, INC.

BD
CRD#: 16337
CHESTERFIELD, MO
Past

August 1, 1991 - September 1, 1992

IFMG SECURITIES, INC.

BD
CRD#: 14416
PURCHASE, NY
Past

April 2, 1990 - August 1, 1991

PAMCO SECURITIES AND INSURANCE SERVICES

BD
CRD#: 11028
Past

December 20, 1988 - March 6, 1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

April 22, 1988 - December 14, 1988

NEW ENGLAND SECURITIES

BD
CRD#: 615
Past

December 24, 1987 - April 19, 1988

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
G. A. REPPLE & COMPANY
123-INVESTING | WOLFE FINANCIAL GROUP | WITTHAUER FINANCIAL GROUP | WALKER FINANCIAL | TRINITY WEALTH MANAGEMENT | THOMAS STROBHAR FINANCIAL | TELEIOS FINANCIAL PARTNERS | REPPLE WEALTH MANAGEMENT | REPPLE WEALTH GROUP | MANGROVE FINANCIAL GROUP | KINGDOM FINANCIAL SERVICES | HORIZON FINANCIAL SOLUTIONS | HARVEST FINANCIAL | GVC INVESTMENTS | G. A. REPPLE & COMPANY | EXODUS FINANCIAL SERVICES | ENGWALL CLARK AND ASSOCIATES | ENGEDI FINANCIAL | DAN HARDT FINANCIAL SERVICES | COVENANT FINANCIAL MANAGEMENT | CHRISTIAN FAMILY FINANCIAL | BOB HOLBROOK INVESTMENT SERVICES | AVANTI WEALTH MANAGEMENT | ANSEVIN ASSET MANAGEMENT | ALICEA SERVICES | ALAN SIEGEL FINANCIAL SERVICES

CRD#: 17486 / SEC#: 801-63426, 8-35315

RIA
Registered Investment Advisory firm - SEC (9/16/2004 Approved)
Arkansas
Registered Investment Advisory firm - SEC (9/23/2004 Terminated)
California
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Colorado
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)
Florida
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Georgia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Indiana
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Kansas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (2/11/2005 Terminated)
Maryland
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Missouri
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
New Hampshire
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Ohio
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)
Texas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Virginia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Washington
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 7/29/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/19/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/17/1988
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/22/1987
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/3/1993
General Securities Principal Examination

Current Firm

GA
G. A. REPPLE & COMPANY
123-INVESTING | WOLFE FINANCIAL GROUP | WITTHAUER FINANCIAL GROUP | WALKER FINANCIAL | TRINITY WEALTH MANAGEMENT | THOMAS STROBHAR FINANCIAL | TELEIOS FINANCIAL PARTNERS | REPPLE WEALTH MANAGEMENT | REPPLE WEALTH GROUP | MANGROVE FINANCIAL GROUP | KINGDOM FINANCIAL SERVICES | HORIZON FINANCIAL SOLUTIONS | HARVEST FINANCIAL | GVC INVESTMENTS | G. A. REPPLE & COMPANY | EXODUS FINANCIAL SERVICES | ENGWALL CLARK AND ASSOCIATES | ENGEDI FINANCIAL | DAN HARDT FINANCIAL SERVICES | COVENANT FINANCIAL MANAGEMENT | CHRISTIAN FAMILY FINANCIAL | BOB HOLBROOK INVESTMENT SERVICES | AVANTI WEALTH MANAGEMENT | ANSEVIN ASSET MANAGEMENT | ALICEA SERVICES | ALAN SIEGEL FINANCIAL SERVICES

CRD#: 17486 / SEC#: 801-63426, 8-35315

RIA
Registered Investment Advisory firm - SEC (9/16/2004 Approved)
Arkansas
Registered Investment Advisory firm - SEC (9/23/2004 Terminated)
California
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Colorado
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)
Florida
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Georgia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Indiana
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Kansas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (2/11/2005 Terminated)
Maryland
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Missouri
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
New Hampshire
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Ohio
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)
Texas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Virginia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Washington
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
101 Normandy Rd, Casselberry, FL 32707
Mailing Address
101 Normandy Rd, Casselberry, FL 32707
Phone number
(407) 339-9090
Established
Florida since 11/05/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
68

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

GA REPPLE ADV WRAP BROCHURE - DIRECT DTD 3-28-2018 (3/31/2025)
2024 -10-30 GAR PART 2A OF FORM ADV_RELEASE (3/31/2025)
FMAX BROCHURE 2021 (3/31/2025)
GA REPPLE OPTIMIZED INVESTMENT PLATFORM - DTD 3-28-18 (3/31/2025)

Direct owners and executive officers

NamePositionCRD#
G.A. REPPLE FINANCIAL GROUP, INC.PARENT CORPORATION
GONOUD, PAULFINOP3151453
MOYER, TIMOTHY GLENNCCO2555859
MOYER, TIMOTHY GLENNCOO2555859
REPPLE, GLENN ALLENPRESIDENT, GEN SEC PRINCIPAL374301

Regulatory assets under management

Total Number of Accounts3,349
AUM (Assets Under Management)$ 614,731,911

Disclosures

Regulatory Event8
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

G. A. REPPLE & COMPANY

CRD#: 17486

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