Michael C. Edelman

BARON SILVER STEVENS FINANCIAL ADVISORS

Boca Raton, FL 33431

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CRD#: 1691767

Professional summary

Michael Curt Edelman, CFP®, who also goes by M Edelman, is a registered financial advisor currently at BARON SILVER STEVENS FINANCIAL ADVISORS, LLC located in Boca Raton, Florida and OSAIC WEALTH, INC. located in Boca Raton, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

M Edelman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BARON SILVER STEVENS POSITION: Registered Assistant/Investment Adviser NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/29/2019 ADDRESS: 4800 N. Federal Hwy, Suite 210A, Boca Raton FL 33431, United States DESCRIPTION: Registered Assistant and Registered Investment Adviser. 2. N/A - POA FOR MY PARENTS POSITION: Power of Attorney NATURE: Power of Attorney INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 5501 NW 2nd Ave, Apt 111, Boca Raton FL 33487, United States DESCRIPTION: I am power of attorney for my mother. I assist with her finances, bill paying, and medical bills.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Curt Edelman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

August 7, 2019 - Present

BARON SILVER STEVENS FINANCIAL ADVISORS, LLC

Office #1: 4800 N. Federal Highway Suite 210-a, Boca Raton, FL 33431

RIA

CRD#: 126767

Boca Raton, FL

Current

July 30, 2019 - Present

OSAIC WEALTH, INC.

Office #1: 4800 North Federal Hwy. Suite 210a, Boca Raton, FL 33431

RIA

CRD#: 23131

Boca Raton, FL

Past

July 13, 2018 - July 9, 2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

December 2, 2015 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

NAPLES, FL

Past

October 26, 2015 - July 2, 2019

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

NAPLES, FL

Past

March 20, 2006 - October 13, 2015

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

March 1, 2005 - March 1, 2006

FORTITUDE ADVISORY GROUP L.L.C.

RIA

CRD#: 116083

DALLAS, TX

Past

October 13, 2003 - March 1, 2006

ARGENTUS SECURITIES, LLC

CRD#: 45915

DALLAS, TX

Past

June 30, 1999 - October 7, 2003

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

PLANTATION, FL

Past

June 30, 1999 - October 7, 2003

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

September 10, 1992 - June 30, 1999

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

August 20, 1987 - September 2, 1992

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARON SILVER STEVENS FINANCIAL ADVISORS, LLC

CRD#: 126767 / SEC#: 801-69482

RIA

Registered Investment Advisory firm - (8/5/2008 Approved)

Florida

Registered Investment Advisory firm - (8/7/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/30/2019)

IAR

Florida
(8/7/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/5/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/13/1989

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 9/9/1987

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

BARON SILVER STEVENS FINANCIAL ADVISORS, LLC

CRD#: 126767 / SEC#: 801-69482

RIA

Registered Investment Advisory firm - (8/5/2008 Approved)

Florida

Registered Investment Advisory firm - (8/7/2008 Terminated)

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Contact information

Main Address

4800 N. Federal Highway Suite 210-a, Boca Raton, FL 33431

Mailing Address

Phone number

(561) 447-1997

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BARON SILVER STEVENS FINANCIAL ADVISORS, LLC ADV BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	1,680
AUM (Assets Under Management)	$ 1,011,802,288

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael C. Edelman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Curt Edelman's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

JOHN HANCOCK DISTRIBUTORS LLC

FORTITUDE ADVISORY GROUP L.L.C.

ARGENTUS SECURITIES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

SECURITIES AMERICA, INC.

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

BARON SILVER STEVENS FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/5/1987

SIE

Date: 10/1/2018

Series 7

Date: 8/15/1987

Series 24

Date: 4/13/1989

Series 4

Date: 9/9/1987

FINRA

Current Firm

BARON SILVER STEVENS FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARON SILVER STEVENS FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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