GM
Geri A. Mira
TRANSCEND CAPITAL ADVISORS
Bloomfield Hills, MI 48304
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CRD#: 1691590
GM
Geri Ann MiraTRANSCEND CAPITAL ADVISORS
Professional summary
Geri Ann Mira, who also goes by Geri Ann Donley, Geri Donley, is a registered financial advisor currently at TRANSCEND CAPITAL ADVISORS, LLC located in Bloomfield Hills, Michigan and ARAX ADVISORY PARTNERS located in Bloomfield Hills, Michigan.
Geri is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Geri has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Aliases
Geri Ann Donley | Geri Donley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TRANSCEND CAPITAL ADVISORS. Investment Related. Located at Registered Branch Office Location. Nature - RIA. Position - Senior Associate. Start - 12/2021. 160 hours per month, all during trading hours. Duties - provide assistance to advisor.
CRS (Client Relationship Summary) - RIA
Click below to view Geri Ann Mira's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2023 - Present
TRANSCEND CAPITAL ADVISORS, LLC
Office #1: 40705 Woodward Avenue, Suite 100, Bloomfield Hills, MI 48304RIA
CRD#: 299723
Bloomfield Hills, MI
Current
August 1, 2026 - Present
ARAX ADVISORY PARTNERS
Office #1: 40705 Woodward Avenue Suite 100, Bloomfield Hills, MI 48304RIA
CRD#: 133535
Bloomfield Hills, MI
Current
July 19, 2022 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 40705 Woodward Avenue Suite 100, Bloomfield Hills, MI 48304BD
CRD#: 35747
Bloomfield Hills, MI
Past
January 13, 2011 - January 4, 2022
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
FARMINGTON HILLS, MI
Past
October 20, 2004 - December 31, 2007
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
FARMINGTON HILLS, MI
Past
March 18, 1996 - January 4, 2022
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
FARMINGTON HILLS, MI
Past
August 26, 1993 - March 19, 1996
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ARAX ADVISORY PARTNERS
7258 WEALTH MANAGEMENT, INC. | YOUNG WEALTH MANAGEMENT GROUP, INC. | WELLTH PARTNER | THE DAVIS AGENCY, INC. | SUMMIT WEALTH STRATEGIES | SRS INVESTMENT SERVICES, LLC | SRS CAPITAL ADVISORS, LLC | SRS CAPITAL ADVISORS, INC. | SIMONDAVIS, INC. | SIMONDAVIS ASSET MANAGEMENT, INC. | SIMONDAVIS ASSET MANAGEMENT | SEAL FINANCIAL SERVICES | SCHECHTER INVESTMENT ADVISORS | NOVEN FINANCIAL GROUP | NORTE ADVISORS, LLC | KLEINHENZ & ASSOCIATES LTD. | GEORGINA ASSET MANAGEMENT, LLC | ENDURING WEALTH PARTNERS | CEDRUS LLC | AVERA CAPITAL WEALTH MANAGEMENT, LLC | ARAX ADVISORY PARTNERS, LLC | ARAX ADVISORY PARTNERS
CRD#: 133535 / SEC#: 801-67165
RIA
Registered Investment Advisory firm - (9/20/2006 Approved)California
Registered Investment Advisory firm - (10/18/2006 Terminated)Colorado
Registered Investment Advisory firm - (11/14/2006 Terminated)Georgia
Registered Investment Advisory firm - (5/24/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(7/19/2022)
IAR
Michigan(8/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AA
ARAX ADVISORY PARTNERS
7258 WEALTH MANAGEMENT, INC. | YOUNG WEALTH MANAGEMENT GROUP, INC. | WELLTH PARTNER | THE DAVIS AGENCY, INC. | SUMMIT WEALTH STRATEGIES | SRS INVESTMENT SERVICES, LLC | SRS CAPITAL ADVISORS, LLC | SRS CAPITAL ADVISORS, INC. | SIMONDAVIS, INC. | SIMONDAVIS ASSET MANAGEMENT, INC. | SIMONDAVIS ASSET MANAGEMENT | SEAL FINANCIAL SERVICES | SCHECHTER INVESTMENT ADVISORS | NOVEN FINANCIAL GROUP | NORTE ADVISORS, LLC | KLEINHENZ & ASSOCIATES LTD. | GEORGINA ASSET MANAGEMENT, LLC | ENDURING WEALTH PARTNERS | CEDRUS LLC | AVERA CAPITAL WEALTH MANAGEMENT, LLC | ARAX ADVISORY PARTNERS, LLC | ARAX ADVISORY PARTNERS
CRD#: 133535 / SEC#: 801-67165
RIA
Registered Investment Advisory firm - (9/20/2006 Approved)California
Registered Investment Advisory firm - (10/18/2006 Terminated)Colorado
Registered Investment Advisory firm - (11/14/2006 Terminated)Georgia
Registered Investment Advisory firm - (5/24/2012 Terminated)Loading...
Contact information
Main Address
730 17th Street Suite 107, Denver, CO 80202
Mailing Address
Phone number
(303) 633-5900
Established
Firm type
Fiscal year end
# of Employees
106
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 16,559 |
| AUM (Assets Under Management) | $ 8,960,126,874 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
