Richard B. Finger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Breitenbach Finger, who also goes by Richard B Finger, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1998. Richard had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2008 - January 6, 2017
ARIADNE CAPITAL, LLC
October 8, 1998 - January 17, 2017
POSEIDON CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
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Current Firm
ARIADNE CAPITAL, LLC
CRD#: 147932 / SEC#:
Contact information
Red Flags
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