Elizabeth A. Bram
Professional summary
Elizabeth Anne Bram is a registered financial professional currently at WATERMILL INSTITUTIONAL TRADING LLC located in Bay Harbor Islands, Florida.
Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 1993. Elizabeth has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elizabeth Anne Bram's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2013 - Present
WATERMILL INSTITUTIONAL TRADING LLC
Office #1: 1111 Kane Concourse Suite 605, Bay Harbor Islands, FL 33154October 21, 2002 - February 25, 2008
BANC OF AMERICA SECURITIES LLC
January 18, 2000 - August 27, 2002
CREDIT SUISSE SECURITIES (USA) LLC
September 1, 1998 - June 21, 1999
CITIGROUP GLOBAL MARKETS INC.
January 29, 1993 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(8/12/2014)
Exams
FINRA
Current Firm
WATERMILL INSTITUTIONAL TRADING LLC
CRD#: 150892 / SEC#: , 8-68311
Contact information
FINRA licenses (15 States and Territories)
Red Flags
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Company Information
WATERMILL INSTITUTIONAL TRADING LLC
CRD#: 150892Bay Harbor Islands, FL 33154TRUST BUT VERIFY
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