Peter J. Sheehan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter John Sheehan was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1987. Peter had worked at 8 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 52TO, SIE, Series 3, Series 7, Series 24, Series 53, Series 27 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2018 - February 6, 2020
CABOT LODGE SECURITIES LLC
April 15, 1994 - May 26, 2021
PURSHE KAPLAN STERLING INVESTMENTS
April 24, 1993 - June 16, 1993
FIRST MONTAUK SECURITIES CORP.
April 17, 1990 - April 8, 1991
SHEEHAN & PURCELL SECURITIES INC.
September 8, 1988 - June 20, 1989
CARONA & HODGES SECURITIES, INC.
July 6, 1988 - July 28, 1988
WAKEFIELD FINANCIAL CORPORATION
November 6, 1987 - January 12, 1990
FITZGERALD, DEARMAN & ROBERTS, INC.
June 23, 1987 - November 6, 1987
FIRST DEVONSHIRE SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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