Laya Khadjavi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laya Khadjavi was a registered financial professional .
Laya is a previously registered financial professional and started their career in finance in 1990. Laya had worked at 3 firms and has passed the Series 63, SIE, Series 82, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2014 - February 8, 2016
CP INVESTMENTS, LLC
June 1, 2009 - October 1, 2010
MORGAN STANLEY
August 6, 1990 - December 9, 2010
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
CP INVESTMENTS, LLC
CRD#: 24029 / SEC#: , 8-40862
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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