Robert B. Kehler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Byron Kehler, who also goes by Bob Kehler, Rb Kehler, Robert T Kehler, was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1987. Robert had worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2003 - September 27, 2004
MORGAN KEEGAN & COMPANY, LLC
October 15, 2001 - September 27, 2004
MORGAN KEEGAN & COMPANY, LLC
October 25, 2000 - October 15, 2001
PRUDENTIAL EQUITY GROUP, LLC
March 24, 1997 - October 25, 2000
MORGAN KEEGAN & COMPANY, LLC
November 28, 1995 - April 1, 1997
EQUITY CAPITAL CORPORATION
April 18, 1990 - November 27, 1995
HAKMAN & COMPANY, INCORPORATED
January 1, 1990 - April 24, 1990
K-ONE INVESTMENT COMPANY, INC.
August 20, 1987 - December 7, 1988
CREWS & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN KEEGAN & COMPANY, LLC
CRD#: 4161 / SEC#: 801-19665, 8-15001
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | PARENT | |
| BARKLEY, JOSEPH CLARENCE | OPERATIONS MANAGER - MANAGING DIRECTOR | 1373033 |
| BEAUPREZ, JACQUELINE ANN | CHIEF COMPLIANCE OFFICER / BROKER DEALER | 4075012 |
| CARSON, JOHN CONGLETON JR | CEO | 1307784 |
| FRANZ, RICHARD BONAFIELD II | CHIEF FINANCIAL OFFICER & TREASURER | 1402348 |
| MATECKI, PAUL LOUIS | GENERAL COUNSEL | 1173122 |
Disclosures
| Regulatory Event | 86 |
| Civil Event | 9 |
| Arbitration | 173 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
