Gary S. Husel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Steven Husel, who also goes by Gary Stephen Husel, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1987. Gary had worked at 15 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 9, Series 10, Series 53, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2022 - March 3, 2026
J. W. COLE ADVISORS, INC.
May 11, 2022 - March 3, 2026
J.W. COLE FINANCIAL, INC.
March 11, 2020 - April 27, 2022
INDEPENDENT FINANCIAL PARTNERS
February 13, 2020 - April 27, 2022
IFP SECURITIES, LLC
May 3, 2019 - July 23, 2019
HIGHTOWER ADVISORS, LLC
April 24, 2019 - July 23, 2019
HIGHTOWER SECURITIES, LLC
December 9, 2014 - April 18, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
December 5, 2014 - April 18, 2019
TD AMERITRADE, INC.
December 2, 2014 - April 18, 2019
TD AMERITRADE, INC.
August 15, 2014 - October 21, 2014
CAMELOT WEALTH MANAGEMENT, LLC
December 2, 2008 - April 22, 2014
CHARLES SCHWAB & CO., INC.
November 28, 2008 - April 22, 2014
CHARLES SCHWAB & CO., INC.
October 3, 2005 - March 30, 2007
FIDELITY PERSONAL TRUST COMPANY, FSB
May 20, 1998 - November 11, 2008
STRATEGIC ADVISERS LLC
February 14, 1998 - November 11, 2008
FIDELITY BROKERAGE SERVICES LLC
April 4, 1997 - February 10, 1998
BARNETT INVESTMENTS, INC.
February 5, 1990 - April 7, 1997
FIDELITY BROKERAGE SERVICES LLC
July 22, 1987 - December 9, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 5/20/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
