Jeffrey R. Serra

OBRA CAPITAL MANAGEMENT.

Austin, TX 78703

Some features on this profile are disabled

CRD#: 1690742

Professional summary

Jeffrey Robert Serra, who also goes by Jeffrey Serra, is a registered financial advisor currently at OBRA CAPITAL MANAGEMENT, LLC. located in Austin, Texas.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jeffrey has worked at 2 firms and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Serra

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ACTON SCHOOL OF MANAGEMENT;NOT INVESTMENT-RELATED; 1404 E RIVERSIDE DR., AUSTIN, TX 78741; BUSINESS SCHOOL; TEACHER SINCE 2007; HOURS PER MONTH: 8; HOURS DURING TRADING HOURS: 8; TEACHING BUSINESS-RELATED COURSES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Robert Serra's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2014 - Present

OBRA CAPITAL MANAGEMENT, LLC.

Office #1: 835 W. 6th Street Suite 1400, Austin, TX 78703

RIA

CRD#: 155231

Austin, TX

Past

July 7, 2015 - November 28, 2023

OVATION PARTNERS, LP

RIA

CRD#: 166145

SAN ANTONIO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OBRA CAPITAL MANAGEMENT, LLC.

FGMS LLC (RELYING ADVISER) | VIDA CAPITAL MANAGEMENT, LLC | OBRA CAPITAL MANAGEMENT, LLC.

CRD#: 155231 / SEC#: 801-71894

RIA

Registered Investment Advisory firm - (11/4/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/26/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/25/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 6/3/1987

National Commodity Futures Examination

Current Firm

OBRA CAPITAL MANAGEMENT, LLC.

FGMS LLC (RELYING ADVISER) | VIDA CAPITAL MANAGEMENT, LLC | OBRA CAPITAL MANAGEMENT, LLC.

CRD#: 155231 / SEC#: 801-71894

RIA

Registered Investment Advisory firm - (11/4/2010 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

437 Madison Ave. 26th Floor, New York, NY 10022

Mailing Address

Phone number

(917) 831-1000

Established

Firm type

Fiscal year end

# of Employees

103

SEC notice filing (4 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

OCM FORM ADV PART 2A - MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 3,601,716,924

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Gallegos

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Jeffrey Weeks

ATX PORTFOLIO ADVISORS, LLC

IAR

Austin, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey R. Serra

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Robert Serra's CRS (Customer Relationship Summary).

Certified licenses

Experience

OBRA CAPITAL MANAGEMENT, LLC.

OVATION PARTNERS, LP

Primary Firm SEC Registration

OBRA CAPITAL MANAGEMENT, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/25/2014

Series 3

Date: 6/3/1987

Current Firm

OBRA CAPITAL MANAGEMENT, LLC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OBRA CAPITAL MANAGEMENT, LLC.

TRUST BUT VERIFY

Similar Advisors