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BG

Brent T. Gisiner

R.M. STARK & CO.
Chicago, IL 60604-2979
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CRD#: 1690626
BG

Professional summary


Brent Timothy Gisiner, who also goes by Brent Gisiner, is a registered financial professional currently at R.M. STARK & CO., INC. located in Chicago, Illinois.

Brent is registered as a RR (Registered Representative) and started their career in finance in 1991. Brent has worked at 3 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 3, Series 53, Series 24 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Brent Gisiner

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Brent Timothy Gisiner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 3, 2009 - Present

R.M. STARK & CO., INC.

Office #1: 141 W Jackson Blvd Ste 2155, Chicago, IL 60604-2979
BD
CRD#: 7612
Chicago, IL
Past

April 9, 2001 - November 2, 2009

SEGERDAHL & COMPANY, INC.

BD
CRD#: 39590
CHICAGO, IL
Past

March 26, 1991 - May 9, 2001

TRANSMARKET GROUP L.L.C.

BD
CRD#: 15657
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(11/3/2009)
RR
California
(11/3/2009)
RR
Connecticut
(11/3/2009)
RR
District of Columbia
(11/3/2009)
RR
Florida
(11/3/2009)
RR
Georgia
(1/13/2012)
RR
Illinois
(11/3/2009)
RR
Indiana
(11/4/2009)
RR
Iowa
(11/3/2009)
RR
Massachusetts
(8/30/2021)
RR
Michigan
(11/3/2009)
RR
Minnesota
(11/3/2009)
RR
Missouri
(11/10/2009)
RR
New Jersey
(11/3/2009)
RR
New York
(11/3/2009)
RR
Ohio
(11/3/2009)
RR
Pennsylvania
(11/3/2009)
RR
South Carolina
(1/25/2019)
RR
Utah
(9/13/2013)
RR
Washington
(1/3/2012)
RR
Wisconsin
(11/3/2009)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/12/2016
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


RS
R.M. STARK & CO., INC.
R.M. STARK & CO., INC. | RM STARK & CO INC.

CRD#: 7612 / SEC#: , 8-22543

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
730 S Federal Hwy, Lake Worth Beach, FL 33460-4955
Mailing Address
730 S Federal Hwy, Lake Worth Beach, FL 33460-4955
Phone number
(561) 243-3815
Established
Florida since 09/29/1988
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (45 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
RMST HOLDING COMPANY, INC.OWNER
MCTAGUE, ROBIN JAYNECHIEF COMPLIANCE OFFICER1438670
STARK, GARY LESTERCEO433866
STARK, GARY LESTERFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, MUNICIPAL SECURITIES PRINCIPAL, REGISTERED OPTIONS PRINCIPAL433866

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


R.M. STARK & CO., INC.

CRD#: 7612Chicago, IL 60604-2979

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