Peter W. Cline

AUXANO ADVISORS

Bellevue, WA 98004

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CRD#: 1690570

Professional summary

Peter Wesson Cline, CFP® is a registered financial advisor currently at AUXANO ADVISORS located in Bellevue, Washington.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Peter has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 51 and Series 24 exams.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Retirement Planning

Comprehensive Financial Planni...

Estate Planning

Investment Planning

Insurance Planning

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BridgeHead Foundation; Non-Investment Related; P.O. Box 82720, Kenmore, WA 98028; Private Foundation; President; Start Date 01/2016; 4 hours a month; 0 hours during trading a month; administer organization, make grants to charities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Wesson Cline's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

January 3, 2008 - Present

AUXANO ADVISORS

Office #1: 10900 Ne 4th Street Suite 1950, Bellevue, WA 98004

RIA

CRD#: 145179

Bellevue, WA

Past

August 30, 1995 - December 31, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

KIRKLAND, WA

Past

January 8, 1991 - December 31, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

KIRKLAND, WA

Past

September 24, 1987 - January 14, 1991

PACIFIC HARBOR SECURITIES, INC.

CRD#: 8755

HIGHLAND, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AUXANO ADVISORS

AUXANO ADVISORS | AUXANO ADVISORS, LLC

CRD#: 145179 / SEC#: 801-68424

RIA

Registered Investment Advisory firm - (10/4/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/11/2019)

IAR

Washington
(1/3/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/22/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/24/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 7/28/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/24/1991

General Securities Principal Examination

Current Firm

AUXANO ADVISORS

AUXANO ADVISORS | AUXANO ADVISORS, LLC

CRD#: 145179 / SEC#: 801-68424

RIA

Registered Investment Advisory firm - (10/4/2007 Approved)

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Contact information

Main Address

10900 Ne 4th Street Suite 1950, Bellevue, WA 98004

Mailing Address

Phone number

(425) 889-1261

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03 06 2025 AAD FORM ADV 2A AND 2B FINAL (3/6/2025)

Regulatory assets under management

Total Number of Accounts	2,009
AUM (Assets Under Management)	$ 1,451,480,190

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Peter W. Cline

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Wesson Cline's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

PACIFIC HARBOR SECURITIES, INC.

Primary Firm SEC Registration

AUXANO ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/22/1993

Series 63

Date: 6/24/1987

Series 7

Date: 9/19/1987

Series 51

Date: 7/28/2003

Series 24

Date: 6/24/1991

Current Firm

AUXANO ADVISORS

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AUXANO ADVISORS

TRUST BUT VERIFY

Contact information

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