Laura T. Devore

DEVORE FINANCIAL ADVISORS LLC

San Marcos, CA

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CRD#: 1690517

Professional summary

Laura Travis Devore, who also goes by Laura Travis Peterson, Laura Lynn Travis, is a registered financial advisor currently at DEVORE FINANCIAL ADVISORS LLC located in San Marcos, California.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Laura has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laura Travis Peterson | Laura Lynn Travis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT FOR APRIEM INSURANCE SERVICES. Less than 10% of time. Same address.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Travis Devore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2019 - Present

DEVORE FINANCIAL ADVISORS LLC

RIA

CRD#: 306110

San Marcos, CA

Past

May 14, 2018 - October 15, 2019

APRIEM ADVISORS

RIA

CRD#: 108188

IRVINE, CA

Past

November 13, 2012 - July 12, 2017

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SAN DIEGO, CA

Past

January 14, 2011 - July 12, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SAN DIEGO, CA

Past

November 28, 2006 - February 25, 2009

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SAN DIEGO, CA

Past

April 26, 2006 - November 3, 2006

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

April 26, 2006 - November 3, 2006

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

January 23, 2006 - March 24, 2006

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

CARLSBAD, CA

Past

December 5, 2005 - March 24, 2006

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

CARLSBAD, CA

Past

December 5, 2005 - March 24, 2006

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

CARLSBAD, CA

Past

March 17, 2005 - December 31, 2005

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

March 27, 2003 - August 18, 2004

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SAN DIEGO, CA

Past

May 15, 2002 - August 18, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

December 16, 1999 - April 30, 2002

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

May 14, 1990 - January 8, 1999

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

Past

November 7, 1988 - April 20, 1990

ANGELES SECURITIES CORPORATION

CRD#: 8083

LOS ANGELES, CA

Past

February 24, 1988 - January 8, 1999

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

September 21, 1987 - August 30, 1988

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/6/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/12/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/2/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/18/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DEVORE FINANCIAL ADVISORS LLC

DEVORE FINANCIAL ADVISORS | DEVORE FINANCIAL ADVISORS LLC

CRD#: 306110 / SEC#:

California

Registered Investment Advisory firm - (12/6/2019 Approved)

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Contact information

Main Address

Escondido, CA

Mailing Address

Phone number

(760) 822-2669

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	103
AUM (Assets Under Management)	$ 34,197,890

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Laura T. Devore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Travis Devore's CRS (Customer Relationship Summary).

Certified licenses

Experience

APRIEM ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

CITISTREET EQUITIES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

FIDELITY BROKERAGE SERVICES LLC

ANGELES SECURITIES CORPORATION

FIDELITY BROKERAGE SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/12/2012

Series 63

Date: 9/2/1987

SIE

Date: 7/12/2017

Series 7

Date: 2/20/1988

Series 6

Date: 9/18/1987

Current Firm

DEVORE FINANCIAL ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DEVORE FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

Contact information

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