Ellen S. Rubin
Professional summary
Ellen Sue Rubin, who also goes by Ellen Sue Eckstein, is a registered financial professional currently at CENTERPOINT M&A ADVISORS, INC. located in Woodland Hills, California.
Ellen is registered as a RR (Registered Representative) and started their career in finance in 1994. Ellen has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ellen Sue Rubin's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2022 - Present
CENTERPOINT M&A ADVISORS, INC.
Office #1: 21550 Oxnard Street, Suite 960, Woodland Hills, CA 91367December 17, 2012 - December 22, 2020
MDB CAPITAL
December 13, 2006 - August 28, 2012
QCA CAPITAL MANAGEMENT INC
March 31, 2004 - August 28, 2012
QUINCY CASS ASSOCIATES, INCORPORATED
January 4, 2002 - June 14, 2004
SYNDICATED CAPITAL, INC.
October 31, 2001 - January 10, 2002
MAGNUS CAPITAL, INC.
May 22, 2001 - October 25, 2011
EQUIBOND, INC.
November 20, 2000 - January 2, 2001
GONOW SECURITIES, INC.
April 25, 1995 - March 8, 2000
EQUIBOND, INC.
July 13, 1994 - May 5, 1995
DRAKE & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/17/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CENTERPOINT M&A ADVISORS, INC.
CRD#: 139611 / SEC#: , 8-67231
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANDOUVERIS, HAROLD CHRISTOPHER | CEO | |
| BEREJIKIAN, SCOTT MICHAEL | PRESIDENT, AMLCO, CCO | |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
Red Flags
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