Steven E. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Eugene Martin was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1987. Steven had worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2015 - December 31, 2016
MARTIN GROUP
January 13, 2006 - May 24, 2013
CANTELLA & CO., INC.
January 3, 2006 - May 24, 2013
CANTELLA & CO., INC.
May 4, 2001 - December 31, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 4, 2001 - December 31, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 1, 2000 - May 9, 2001
WELLS FARGO CLEARING SERVICES, LLC
February 3, 1993 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
January 7, 1993 - December 10, 1994
AVANTAX INVESTMENT SERVICES, INC.
March 24, 1992 - December 31, 1992
SECURITIES AMERICA, INC.
February 24, 1992 - December 31, 1992
SECURITIES AMERICA, INC.
January 7, 1992 - February 24, 1992
OSAIC WEALTH, INC.
June 4, 1991 - January 8, 1992
PREMIERETRADE SECURITIES, INC.
May 30, 1990 - September 5, 1990
PAMCO SECURITIES AND INSURANCE SERVICES
April 11, 1990 - May 30, 1990
SECURITIES AMERICA, INC.
September 7, 1989 - February 27, 1990
SUNAMERICA SECURITIES, INC.
June 26, 1987 - September 30, 1988
IFMG SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MARTIN GROUP
CRD#: 172089 / SEC#:
Contact information
Red Flags
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