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Steven Eugene Martin

CRD# 1690109·Registered 1987 - 2016
Previously Registered: Being a previously registered professional could mean that Steven is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Steven Eugene Martin was a registered financial advisor. Steven was a previously registered financial professional and started their career in finance 1987 - 2016. Steven had worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

MARTIN GROUP·CRD# 172089
RIA
Maitland, FL
January 22, 2015 - December 31, 2016
CANTELLA & CO., INC.·CRD# 13905
RIA
Palm Coast, FL
January 13, 2006 - May 24, 2013
CANTELLA & CO., INC.·CRD# 13905
BD
Palm Coast, FL
January 3, 2006 - May 24, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
RIA
Palm Coast, FL
May 4, 2001 - December 31, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Palm Coast, FL
May 4, 2001 - December 31, 2005
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
October 1, 2000 - May 9, 2001
FIRST UNION BROKERAGE SERVICES, INC.·CRD# 8112
BD
Charlotte, NC
February 3, 1993 - October 1, 2000
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
January 7, 1993 - December 10, 1994
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
March 24, 1992 - December 31, 1992
SECURITIES AMERICA, INC.·CRD# 10205
BD
February 24, 1992 - December 31, 1992
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
January 7, 1992 - February 24, 1992
PREMIERETRADE SECURITIES, INC.·CRD# 16776
BD
Altamonte Springs, FL
June 4, 1991 - January 8, 1992
PAMCO SECURITIES AND INSURANCE SERVICES·CRD# 11028
BD
May 30, 1990 - September 5, 1990
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
April 11, 1990 - May 30, 1990
SUNAMERICA SECURITIES, INC.·CRD# 20068
BD
Phoenix, AZ
September 7, 1989 - February 27, 1990
IFMG SECURITIES, INC.·CRD# 14416
BD
Purchase, NY
June 26, 1987 - September 30, 1988

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Current Firm

MG
MARTIN GROUP

MARTIN GROUP | MARTIN, STEVE

CRD#: 172089

Contact Information

Main Address

727 Terra Place, Maitland, FL 32751

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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