Douglas A. Goodman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Andrew Goodman was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1987. Douglas had worked at 5 firms and has passed the Series 63, Series 3, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2011 - July 17, 2014
TANGENT CAPITAL PARTNERS, LLC
January 18, 2011 - May 5, 2011
FORESIDE INVESTMENT SERVICES, LLC
July 8, 2002 - May 24, 2005
DEUTSCHE BANK SECURITIES INC.
August 14, 1992 - July 10, 2002
GOLDMAN SACHS & CO. LLC
September 6, 1989 - August 13, 1992
CREDIT SUISSE SECURITIES (USA) LLC
June 23, 1987 - October 7, 1987
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TANGENT CAPITAL PARTNERS, LLC
CRD#: 146999 / SEC#: , 8-67885
Contact information
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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