Paul J. Vierengel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Joseph Vierengel was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1991. Paul had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 25, Series 55 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2011 - August 6, 2013
MOGAVERO LEE & CO INC.
March 15, 2010 - June 21, 2017
KFM SECURITIES, INC.
July 1, 2004 - March 16, 2010
TJM INVESTMENTS, LLC
October 7, 1991 - July 1, 2004
HUDSON SECURITIES,INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 25
Date: 2/3/2011
NYSE Trading Assistant ExaminationSeries 55
Date: 3/4/2000
Limited Representative-Equity Trader ExamSeries 62
Date: 10/4/1991
Corporate Securities Limited Representative ExaminationCurrent Firm
MOGAVERO LEE & CO INC.
CRD#: 32723 / SEC#: , 8-42373
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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