Louis D. Dworsky

ZERMATT WEALTH PARTNERS

Wilmington, NC 28403

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CRD#: 1689624

Professional summary

Louis David Dworsky is a registered financial advisor currently at ZERMATT WEALTH PARTNERS located in Wilmington, North Carolina.

Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Louis has worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REAL ESTATE INVESTMENTS: RESPONSIBILITIES AND DUTIES ARE LIMITED TO ANNUAL MEETINGS, FINANCING, PROPERTY SELECTION AND TAX PREPARATION. STARTED MARCH 2003. 1. DOUBLE DIMENSION - 50% OWNER, REAL ESTATE INVESTMENTS 2. CARDINAL FIVE, LLC - 25% OWNER, REAL ESTATE INVESTMENTS 3. LDMD 1712 EASTWOOD, LLC - 25% OWNER, REAL ESTATE INVESTMENTS 4. Progress Point Bldg. One, LLC- 25% OWNER, REAL ESTATE INVESTMENTS 5. DWORSKY CYPRESS LLC - 25% OWNER, REAL ESTATE INVESTMENTS 6. Lumina 3001, LLC - 33.3% OWNER, REAL ESTATE INVESTMENTS 7. Oyster Pearl, LLC - 33.3% OWNER, REAL ESTATE INVESTMENTS 8. LDD 1219 LLC - 100% OWNED BY LOUIS DWORSKY - REAL ESTATE INVESTMENTS 9. Hampstead Station, LLC - 100% OWNED BY DOUBLE DIMENSION - REAL ESTATE INVESTMENTS 10. Triple Dimension, LLC - 66.6% OWNED BY DOUBLE DIMENSION - REAL ESTATE INVESTMENTS 11. J&L Investors, LLC - 50% OWNER, FOOD SERVICE COMPANY Other Activities 1. ZERMATT WEALTH PARTNERS LLC, INVESTMENT RELATED, CEO, 10 HOURS PER WEEK, RECRUITING INVESTMENT ADVISORS, P. O. BOX 12486 RALEIGH, NC 27605 2. Hayden Royal Insurance Services, LLC, 2 hours per month, Owner, P. O. BOX 12486 RALEIGH, NC 27605 3. Advisor Consulting Firm, LLC, 2 hours per month, Owner/CEO, P. O. BOX 11634 Charlotte, NC 28220 4. Zermatt Holdings, LLC, Holding Company, 2 hours per month, Owner/CEO, P. O. BOX 11634 Charlotte, NC 28220

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis David Dworsky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2025 - Present

ZERMATT WEALTH PARTNERS

Office #1: 1427 Military Cuttoff Rd Suite 206, Wilmington, NC 28403

RIA

CRD#: 105736

Wilmington, NC

Past

December 12, 2021 - December 31, 2024

ZERMATT WEALTH PARTNERS

RIA

CRD#: 105736

Wilmington, NC

Past

September 30, 2019 - March 31, 2022

HAYDEN ROYAL

RIA

CRD#: 170037

Charlotte, NC

Past

September 24, 2019 - March 24, 2023

ZERMATT SECURITIES LLC

CRD#: 47502

Charlotte, NC

Past

December 16, 2017 - December 31, 2021

MORSE CAPITAL PARTNERS, LLC

RIA

CRD#: 146383

Charlotte, NC

Past

August 19, 2014 - October 30, 2017

THOMPSON DAVIS & CO., INC.

RIA

CRD#: 41353

RALEIGH, NC

Past

August 1, 2014 - October 30, 2017

THOMPSON DAVIS & CO., INC.

CRD#: 41353

RALEIGH, NC

Past

October 17, 2013 - August 21, 2014

PLATINUM WEALTH PARTNERS

RIA

CRD#: 145507

TAMPA, FL

Past

August 16, 2013 - August 4, 2014

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

TAMPA, FL

Past

June 1, 2009 - August 5, 2013

MORGAN STANLEY

RIA

CRD#: 149777

RALEIGH, NC

Past

June 1, 2009 - August 5, 2013

MORGAN STANLEY

CRD#: 149777

RALEIGH, NC

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

RALEIGH, NC

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

RALEIGH, NC

Past

March 1, 2007 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

RALEIGH, NC

Past

March 1, 2007 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

RALEIGH, NC

Past

July 1, 2003 - March 2, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RALEIGH, NC

Past

July 1, 2003 - March 2, 2007

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

RALEIGH, NC

Past

December 4, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

RALEIGH, NC

Past

December 1, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

December 1, 1997 - December 6, 2000

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

August 30, 1993 - December 4, 1997

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

February 8, 1990 - August 31, 1993

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

January 30, 1990 - February 15, 1990

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 12, 1988 - February 13, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

January 21, 1988 - September 19, 1988

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

Past

July 22, 1987 - February 1, 1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZERMATT WEALTH PARTNERS

CRD#: 105736 / SEC#: 801-17502

RIA

Registered Investment Advisory firm - (8/18/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/29/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/26/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/11/1991

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/18/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/23/2015

General Securities Principal Examination

Current Firm

ZERMATT WEALTH PARTNERS

CRD#: 105736 / SEC#: 801-17502

RIA

Registered Investment Advisory firm - (8/18/1982 Approved)

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Contact information

Main Address

2251 San Diego Ave. Suite B-257, San Diego, CA 92110

Mailing Address

Phone number

(619) 491-0225

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZERMATT WEALTH PARTNERS ADV PART 2A (3/31/2025)

WFA WEALTH MANAGERS ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	254
AUM (Assets Under Management)	$ 116,022,167

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Louis D. Dworsky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis David Dworsky's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZERMATT WEALTH PARTNERS

HAYDEN ROYAL

ZERMATT SECURITIES LLC

MORSE CAPITAL PARTNERS, LLC

THOMPSON DAVIS & CO., INC.

THOMPSON DAVIS & CO., INC.

PLATINUM WEALTH PARTNERS

G.F. INVESTMENT SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

WACHOVIA SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

THE ROBINSON-HUMPHREY COMPANY, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ZERMATT WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/29/1992

Series 63

Date: 8/26/1987

SIE

Date: 10/30/2017

Series 3

Date: 2/11/1991

Series 7

Date: 7/18/1987

Series 24

Date: 3/23/2015

Current Firm

ZERMATT WEALTH PARTNERS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZERMATT WEALTH PARTNERS

TRUST BUT VERIFY

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