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ES

Erik A. Schonberg

TOUCHSTONE SECURITIES
Cincinnati, OH 45202
Some features on this profile are disabled
CRD#: 1689620
ES
Erik Arnold SchonbergTOUCHSTONE SECURITIES

Professional summary

Erik Arnold Schonberg, who also goes by Erik Arnold Schonberg, Erik A Schonberg, is a registered financial professional currently at TOUCHSTONE SECURITIES, LLC located in Cincinnati, Ohio.

Erik is registered as a RR (Registered Representative) and started their career in finance in 1987. Erik has worked at 15 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Aliases

Erik Arnold Schonberg | Erik A Schonberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Erik Arnold Schonberg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 28, 2026 - Present

TOUCHSTONE SECURITIES, LLC

Office #1: 303 Broadway Suite 1200, Cincinnati, OH 45202
BD
CRD#: 1526
Cincinnati, OH
Past

January 2, 2025 - August 13, 2026

NORTHERN LIGHTS DISTRIBUTORS, LLC

BD
CRD#: 126159
ELKHORN, NE
Past

July 12, 2021 - August 22, 2022

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
PORTLAND, ME
Past

November 5, 2015 - November 20, 2018

MANNING & NAPIER INVESTOR SERVICES, INC.

BD
CRD#: 26266
FAIRPORT, NY
Past

November 3, 2015 - November 20, 2018

MANNING & NAPIER ADVISORS, LLC

RIA
CRD#: 105992
Atlanta, GA
Past

April 18, 2007 - October 14, 2015

MANNING & NAPIER ADVISORS, LLC

RIA
CRD#: 105992
ATLANTA, GA
Past

April 5, 2007 - October 14, 2015

MANNING & NAPIER INVESTOR SERVICES, INC.

BD
CRD#: 26266
FAIRPORT, NY
Past

July 21, 2005 - December 31, 2006

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
HARTFORD, CT
Past

October 15, 2001 - March 22, 2004

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

BD
CRD#: 28262
BOSTON, MA
Past

August 1, 1999 - September 28, 2001

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
PORTLAND, ME
Past

June 16, 1998 - July 29, 1999

CAPITAL RESOURCE FINANCIAL SERVICES, L.L.C.

BD
CRD#: 44054
DARIEN, CT
Past

September 17, 1994 - February 11, 1998

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 22, 1992 - August 29, 1994

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

September 16, 1989 - January 2, 1991

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

February 21, 1989 - September 19, 1989

FIRST ALLIANCE SECURITIES, INC.

BD
CRD#: 10254
Past

September 8, 1988 - March 2, 1989

PROFILE INVESTMENTS CORPORATION

BD
CRD#: 16478
Past

August 20, 1987 - September 2, 1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(9/29/2026)
RR
Ohio
(9/28/2026)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 1/14/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
PR
Series 65
Status Unavailable
Passed: 4/17/2007
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 8/15/1987
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TOUCHSTONE SECURITIES, LLC
TOUCHSTONE SECURITIES, LLC
CONTINENTAL MANAGEMENT, INC. | TOUCHSTONE SECURITIES, LLC | TOUCHSTONE SECURITIES, INC.

CRD#: 1526 / SEC#: , 8-14052

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
303 Broadway Suite 1100, Cincinnati, OH 45202
Mailing Address
303 Broadway Suite 1100, Cincinnati, OH 45202
Phone number
(513) 362-8000
Established
Nebraska since 01/01/2026
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TOUCHSTONE ADVISORS INCSHAREHOLDER107028
AARTS, ERIKVP, SENIOR FIXED INCOME STRATEGIST2556961
ALGE, BENJAMIN JPRESIDENT6225581
BRAY, TIMOTHY ALLENDIVISIONAL VICE PRESIDENT1858477
CONNELLY, LINDSAY MICHELLEAVP & ASSISTANT TREASURER7212999
COSTANZA, TIMOTHY JOHNVP MANAGING DIRECTOR INSTITUTIONAL DEVELOPMENT4471461
DAY, MICHAELDIVISIONAL VP5089878
GROUT, THOMAS JOSEPHDIVISIONAL VP5889057
JONES, MICHAEL STEPHENASSISTANT VICE PRESIDENT5537600
KOERNER, RICHARD MICHAELVP, SENIOR ETF SALES SPECIALIST2249223
KUSSIN, WILLIAM FREDERICKDIVISIONAL VP5810274
MASTERS, JOSHUAASSISTANT VP7671731
MCGRUDER, JILL TRIPPDIRECTOR1221720
MOCK, MARY TAYLORSVP & HEAD OF DISTRIBUTION5276399
MORSE, JULIE LYNNSVP, MARKETING6743435
MUSGROVE, JOHN SAVP - ASSISTANT TREASURER6607165
NIEMEYER, JONATHAN DAVIDDIRECTOR5863603
RENNERS, TYLER SCOTTSECRETARY8246902
SCOTT, SHAWN MICHAELCHIEF COMPLIANCE OFFICER4673623
SMITH, JULIE LOUISEVICE PRESIDENT3199707
STEARNS, TIMOTHY STEVENVP, COMPLIANCE1327230
WIEDENHEFT, TERRIE ANNCHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / TREASURER2619213
WITTMAN, SCOTTVICE PRESIDENT, TAX7679752
WUEBBLING, DONALD JOSEPHDIRECTOR473438

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOUCHSTONE SECURITIES, LLC

TOUCHSTONE SECURITIES, LLC

CRD#: 1526Cincinnati, OH 45202

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