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Belen Krabbe

PROSPERITY CAPITAL ADVISORS
Hampton, IA
·CRD# 1689549·39 years experience

Professional Summary

Belen Krabbe, who also goes by Belen Deardeuff, Belen Hernandez, Belen None Krabbe, Beth Krabbe, Bethlehem Krabbe, is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Hampton, Iowa. Belen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Belen has worked at 7 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Belen Deardeuff, Belen Hernandez, Belen None Krabbe, Beth Krabbe, Bethlehem Krabbe

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

PROSPERITY CAPITAL ADVISORS·CRD# 156480
RIA
1. 11 First Avenue Nw, Hampton, IA 504412. 520 S. Pierce #206, Mason City, IA 50401
January 4, 2019 - Present
MERCAP SECURITIES, LLC·CRD# 156607
BD
Atlanta, GA
January 11, 2019 - November 2, 2020
REGAL INVESTMENT ADVISORS LLC·CRD# 125004
RIA
Hampton, IA
July 16, 2014 - January 3, 2019
REGULUS FINANCIAL GROUP, LLC·CRD# 150631
BD
Hampton, IA
July 16, 2014 - January 3, 2019
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Hampton, IA
January 1, 2004 - July 18, 2014
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
Des Moines, IA
March 14, 1991 - January 1, 2004
INVESTMENT CENTERS OF AMERICA, INC.·CRD# 16443
BD
Appleton, WI
January 23, 1990 - February 21, 1991
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
Des Moines, IA
August 11, 1987 - February 7, 1990

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Current Firm

PC
PROSPERITY CAPITAL ADVISORS

C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - SEC (3/22/2011 Approved)

Contact Information

Main Address

30400 Detroit Road Suite 201, Westlake, OH 44145

Phone Number

(888) 240-0064

# of Employees

244

SEC notice filing (42 States and Territories)

Registered to provide investment advisory services in 42 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PCA PART 2A 2026 (3/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

16,541

AUM (Assets Under Management)

$4,385,706,161

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Belen Krabbe is the owner of Compro Casa, LLC. Located at 11 First Avenue NW, Hampton, IA, 50411. This is not investment related. This is rental properties that Belen devotes 8-10 hours a month to and 8-10 hours during trading hours. This began on 10/6/2003. Her duties include overseeing reconstructions, upgrades, accounting, etc. and cleaning up as needed. 2) Belen Krabbeis a licensed insurance agent conducting business from her registered location. In this capacity, she may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, she may receive other compensation such as fixed life trails. Belen Krabbe spends approx. 10 hrs/week during trading hours on this activity. 3) Belen Krabbe volunteers and serves as a board member of Kiwanis Club of Hampton, IA. Kiwanis is a global organization of volunteers that helps provide support and services to youth in the community. Belen spends approximately 5-10 hours per month during non-trade hours with Kiwanis. This is not an investment related activity. 4) Belen Krabbe is the Owner of Franklin Financial Services which is the operating entity for her advisory and insurance business and the dba she uses to promote his advisory activities. Belen Krabbe spends approximately forty hours per week during trading hours working under this entity. 5) Belen Krabbe works with the local chapter of the American Financial Education Alliance (AFEA). Ms. Krabbe conducts seminars to help eliminate financial illiteracy as part of her marketing efforts. There are no product sales or company names mentioned at these seminars.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS

C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - SEC (3/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Iowa
(1/4/2019)
IAR
Texas
(1/4/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1987About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Nov 2022About the Series 7TO exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2022About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1990About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1987About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Belen Krabbe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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