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BK

Belen Krabbe

PROSPERITY CAPITAL ADVISORS
Hampton, IA 50441
Some features on this profile are disabled
CRD#: 1689549
BK

Professional summary

Belen Krabbe, who also goes by Belen Deardeuff, Belen Hernandez, Belen None Krabbe, Beth Krabbe, Bethlehem Krabbe, is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Hampton, Iowa.

Belen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Belen has worked at 7 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Belen Deardeuff | Belen Hernandez | Belen None Krabbe | Beth Krabbe | Bethlehem Krabbe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Belen Krabbe's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 4, 2019 - Present

PROSPERITY CAPITAL ADVISORS

Office #1: 11 First Avenue Nw, Hampton, IA 50441Office #2: 520 S. Pierce #206, Mason City, IA 50401
RIA
CRD#: 156480
Hampton, IA
Past

January 11, 2019 - November 2, 2020

MERCAP SECURITIES, LLC

BD
CRD#: 156607
ATLANTA, GA
Past

July 16, 2014 - January 3, 2019

REGAL INVESTMENT ADVISORS LLC

RIA
CRD#: 125004
HAMPTON, IA
Past

July 16, 2014 - January 3, 2019

REGULUS FINANCIAL GROUP, LLC

BD
CRD#: 150631
Hampton, IA
Past

January 1, 2004 - July 18, 2014

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
HAMPTON, IA
Past

March 14, 1991 - January 1, 2004

LOCUST STREET SECURITIES, INC.

BD
CRD#: 1703
DES MOINES, IA
Past

January 23, 1990 - February 21, 1991

INVESTMENT CENTERS OF AMERICA, INC.

BD
CRD#: 16443
APPLETON, WI
Past

August 11, 1987 - February 7, 1990

LOCUST STREET SECURITIES, INC.

BD
CRD#: 1703
DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187

RIA
Registered Investment Advisory firm - (3/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Iowa
(1/4/2019)
IAR
Texas
(1/4/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 6/30/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/4/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 11/4/2022
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/20/1990
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/23/1987
Investment Company Products/Variable Contracts Representative Examination

Current Firm

PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187

RIA
Registered Investment Advisory firm - (3/22/2011 Approved)
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Contact information

Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202

SEC notice filing (42 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PCA PART 2A 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts14,823
AUM (Assets Under Management)$ 3,684,966,200

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROSPERITY CAPITAL ADVISORS

CRD#: 156480Hampton, IA 50441

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Contact information

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