Wayne C. Rasch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Charles Rasch was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1987. Wayne had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 1992 - March 1, 1994
AEGON USA SECURITIES INC.
October 6, 1987 - April 16, 1990
OSAIC FS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
AEGON USA SECURITIES INC.
CRD#: 13302 / SEC#: , 8-9158
Contact information
Documents
Red Flags
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