Daryl A. Gillich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daryl Ann Gillich, CFP®, who also goes by Daryl Ann Barrett, Daryl Ann Barrett Borres, was a registered financial professional .
Daryl is a previously registered financial professional and started their career in finance in 1988. Daryl had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2003
Experience
May 11, 2022 - October 27, 2023
PRIME CAPITAL FINANCIAL
April 5, 2019 - December 31, 2022
20/20 CAPITAL MANAGEMENT, INC
June 15, 2015 - August 9, 2019
AMERITAS INVESTMENT COMPANY, LLC
January 2, 2013 - January 25, 2022
AMERITAS INVESTMENT COMPANY, LLC
September 14, 2007 - December 31, 2012
FORTUNE FINANCIAL SERVICES, INC.
February 24, 2003 - September 7, 2007
WOODBURY FINANCIAL SERVICES, INC.
February 1, 2003 - September 7, 2007
WOODBURY FINANCIAL SERVICES, INC.
January 17, 2003 - March 13, 2003
INTERVEST INTERNATIONAL, INC.
October 19, 2001 - January 31, 2003
INTERVEST INTERNATIONAL EQUITIES CORPORATION
March 19, 1992 - October 22, 2001
WOODBURY FINANCIAL SERVICES, INC.
April 9, 1990 - March 18, 1991
ADDISON FINANCIAL SERVICES, INC.
November 20, 1989 - December 8, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 19, 1989 - March 7, 1990
OSAIC WEALTH, INC.
May 24, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 18, 1988 - June 7, 1989
EASTER KRAMER GROUP SECURITIES, INC.
Primary Firm SEC Registration
PRIME CAPITAL FINANCIAL
CRD#: 288712 / SEC#: 801-110709
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIME CAPITAL FINANCIAL
CRD#: 288712 / SEC#: 801-110709
Contact information
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 44,399 |
| AUM (Assets Under Management) | $ 30,111,066,570 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
