Fernando L. Ortiz

VALEO FINANCIAL ADVISORS

Centennial, CO 80111

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CRD#: 1689372

Professional summary

Fernando Lawrence Ortiz, CFP®, who also goes by Larry Ortiz, is a registered financial advisor currently at VALEO FINANCIAL ADVISORS, LLC located in Centennial, Colorado.

Fernando is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Fernando has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Larry Ortiz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fernando Lawrence Ortiz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

July 15, 2015 - Present

VALEO FINANCIAL ADVISORS, LLC

Office #1: 7430 East Caley Avenue Suite 240 E, Centennial, CO 80111

RIA

CRD#: 127132

Centennial, CO

Past

April 6, 2010 - March 16, 2015

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

ANN ARBOR, MI

Past

June 16, 2006 - November 25, 2008

TISCH INVESTMENT ADVISORY INC

RIA

CRD#: 109862

ANN ARBOR, MI

Past

October 28, 2005 - June 2, 2006

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

ANN ARBOR, MI

Past

April 22, 2005 - October 27, 2005

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

ANN ARBOR, MI

Past

July 26, 2002 - June 2, 2006

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

ANN ARBOR, MI

Past

January 10, 2001 - May 6, 2002

TEACHERS PERSONAL INVESTORS SERVICES, INC.

CRD#: 36130

NEW YORK, NY

Past

October 19, 1994 - December 31, 1995

TEACHERS PERSONAL INVESTORS SERVICES, INC.

CRD#: 36130

NEW YORK, NY

Past

August 14, 1992 - August 30, 2001

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

NEW YORK, NY

Past

February 2, 1988 - September 24, 1991

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

August 20, 1987 - January 26, 1988

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

July 17, 1987 - August 25, 1987

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALEO FINANCIAL ADVISORS, LLC

CRD#: 127132 / SEC#: 801-66402

RIA

Registered Investment Advisory firm - (3/17/2006 Approved)

California

Registered Investment Advisory firm - (4/21/2006 Terminated)

Indiana

Registered Investment Advisory firm - (4/21/2006 Terminated)

Ohio

Registered Investment Advisory firm - (4/21/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/10/2023)

IAR

Michigan
(7/16/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/21/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/1/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/1987

General Securities Representative Examination

Current Firm

VALEO FINANCIAL ADVISORS, LLC

CRD#: 127132 / SEC#: 801-66402

RIA

Registered Investment Advisory firm - (3/17/2006 Approved)

California

Registered Investment Advisory firm - (4/21/2006 Terminated)

Indiana

Registered Investment Advisory firm - (4/21/2006 Terminated)

Ohio

Registered Investment Advisory firm - (4/21/2006 Terminated)

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Contact information

Main Address

10 W. Carmel Dr Ste 400, Carmel, IN 46032-3357

Mailing Address

Phone number

(317) 218-6000

Established

Firm type

Fiscal year end

# of Employees

177

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VALEO FINANCIAL ADVISORS ADV PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	23,718
AUM (Assets Under Management)	$ 10,639,940,975

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/15/2025	Cover Page	Report
08/28/2024	Cover Page	Report
10/26/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Fernando L. Ortiz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fernando Lawrence Ortiz's CRS (Customer Relationship Summary).

Certified licenses

Experience

STANCORP INVESTMENT ADVISERS, INC.

TISCH INVESTMENT ADVISORY INC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TEACHERS PERSONAL INVESTORS SERVICES, INC.

TEACHERS PERSONAL INVESTORS SERVICES, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CITISTREET EQUITIES LLC

MUTUAL SERVICE CORPORATION

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

VALEO FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/21/2005

Series 63

Date: 7/1/1987

Series 7

Date: 6/20/1987

Current Firm

VALEO FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VALEO FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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