Terry L. Beneke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry L Beneke was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 1987. Terry had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2021 - March 29, 2023
WESTWOOD WEALTH MANAGEMENT
April 27, 2011 - July 29, 2011
BTIG, LLC
February 4, 2003 - March 10, 2004
BANC OF AMERICA SECURITIES LLC
August 20, 1987 - November 25, 1987
FEDERATION FOR FINANCIAL INDEPENDENCE
Primary Firm SEC Registration
WESTWOOD WEALTH MANAGEMENT
CRD#: 132162 / SEC#: 801-63410
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTWOOD WEALTH MANAGEMENT
CRD#: 132162 / SEC#: 801-63410
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 490 |
| AUM (Assets Under Management) | $ 638,234,293 |
Red Flags
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