CH
Charles M. Haynor
UNITED CAPITAL FINANCIAL ADVISORS
LARKSPUR, CA 94939
Some features on this profile are disabled
CRD#: 1689289
CH
Professional summary
Charles M Haynor, who also goes by Charles Masters Haynor, is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Larkspur, California.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Charles has worked at 4 firms and has passed the Series 2 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles Masters Haynor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Member on the Board of Directors and Treasurer at Rayner Foundation, a non-profit. Activity will take place from San Rafael, CA. Organization is not primarily engaged in investment-related activity. Start date was November 1, 2004. One hour per month. Duties include having oversight for the entity's investments. 2. Member on the Board of Directors and Finance Committee at Grace Church of Marin, a Presbyterian Church. Organization is located in San Anselmo, CA. Organization is not primarily engaged in investment-related activity. Start date was June 9, 2006. Four hours per month. Duties include having oversight for the entity's investments.
CRS (Client Relationship Summary) - RIA
Click below to view Charles M Haynor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 10, 2014 - Present
UNITED CAPITAL FINANCIAL ADVISORS
Office #1: 900 Larkspur Landing Circle Ste 209, Larkspur, CA 94939RIA
CRD#: 134600
LARKSPUR, CA
Past
March 29, 1993 - December 16, 2014
RAYNER & HAYNOR
RIA
CRD#: 108190
MILL VALLEY, CA
Past
October 30, 1987 - January 28, 1991
THOMAS GREEN SECURITIES, INC.
BD
CRD#: 571
Past
August 20, 1987 - November 5, 1987
SAN DIEGO SECURITIES INCORPORATED
BD
CRD#: 4136
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UC
UNITED CAPITAL FINANCIAL ADVISORS
FINLIFE PARTNERS | UNITED CAPITAL WEALTH | UNITED CAPITAL RETIREMENT ADVISERS | UNITED CAPITAL PRIVATE WEALTH COUNSELING | UNITED CAPITAL FINANCIAL LIFE MANAGEMENT | UNITED CAPITAL FINANCIAL ADVISORS, LLC | UNITED CAPITAL FINANCIAL ADVISORS | UNITED CAPITAL FINANCIAL ADVISERS, LLC | UNITED CAPITAL FINANCIAL ADVISERS, INC. | UNITED CAPITAL FINANCIAL ADVISERS | UNITED CAPITAL | UCFA, LLC | UCFA | PFM | GS PFM | GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT
CRD#: 134600 / SEC#: 801-64376
RIA
Registered Investment Advisory firm - (6/9/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/10/2014)
IAR
Texas(2/6/2020)
Exams
General Industry/Product Exam
RR
Series 2
Date: 4/6/1992
Non-Member General Securities ExaminationGeneral Industry/Product Exam
Current Firm
UC
UNITED CAPITAL FINANCIAL ADVISORS
FINLIFE PARTNERS | UNITED CAPITAL WEALTH | UNITED CAPITAL RETIREMENT ADVISERS | UNITED CAPITAL PRIVATE WEALTH COUNSELING | UNITED CAPITAL FINANCIAL LIFE MANAGEMENT | UNITED CAPITAL FINANCIAL ADVISORS, LLC | UNITED CAPITAL FINANCIAL ADVISORS | UNITED CAPITAL FINANCIAL ADVISERS, LLC | UNITED CAPITAL FINANCIAL ADVISERS, INC. | UNITED CAPITAL FINANCIAL ADVISERS | UNITED CAPITAL | UCFA, LLC | UCFA | PFM | GS PFM | GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT
CRD#: 134600 / SEC#: 801-64376
RIA
Registered Investment Advisory firm - (6/9/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
125 E John Carpenter Frwy Suite 1300, Irving, TX 75062
Mailing Address
Phone number
(972) 822-2055
Established
Firm type
Fiscal year end
# of Employees
271
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,738 |
| AUM (Assets Under Management) | $ 17,211,052,120 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2024 | ||
| 10/30/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600Larkspur, CA 94939TRUST BUT VERIFY
Monitor Charles Haynor
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
