James D. Woodworth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Dale Woodworth was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1989. James had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2005 - October 23, 2025
ERICKSON WEALTH & TAX MANAGEMENT
January 10, 2005 - October 28, 2008
QUESTAR ASSET MANAGEMENT, INC.
September 30, 2004 - December 31, 2005
QUESTAR CAPITAL CORPORATION
August 31, 2004 - October 28, 2008
QUESTAR CAPITAL CORPORATION
July 12, 2002 - September 1, 2004
SUNSET FINANCIAL SERVICES, INC.
May 15, 2002 - September 1, 2004
SUNSET FINANCIAL SERVICES, INC.
May 4, 1999 - May 1, 2002
EDWARD JONES
March 15, 1989 - May 19, 1999
PACIFIC HARBOR SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ERICKSON WEALTH & TAX MANAGEMENT
CRD#: 127537 / SEC#:
Contact information
Red Flags
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