James U. Vanmetre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Ure Vanmetre, who also goes by Jim Vanmetre, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1987. James had worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 52, Series 24, Series 8, Series 4 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2023 - September 22, 2025
LOOP CAPITAL MARKETS LLC
April 7, 2008 - May 1, 2023
HUNTINGTON SECURITIES, INC.
March 25, 2004 - April 29, 2008
LEHMAN BROTHERS INC.
June 17, 2002 - March 10, 2004
BANC ONE CAPITAL MARKETS, INC.
March 10, 2000 - February 23, 2001
GRANT STREET SECURITIES, INC.
February 17, 1999 - March 15, 2000
LEGG MASON WOOD WALKER, INCORPORATED
June 16, 1995 - March 19, 1998
FIRST OF AMERICA SECURITIES, INC.
September 27, 1993 - June 19, 1995
WELLS FARGO CLEARING SERVICES, LLC
March 21, 1989 - September 14, 1993
LEHMAN BROTHERS INC.
October 20, 1987 - January 14, 1988
R.W. SMITH & ASSOCIATES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/27/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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