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AP

Alan F. Pacella

KINGSWOOD CAPITAL PARTNERS
Boca Raton, FL 33433
Some features on this profile are disabled
CRD#: 1689031
AP

Professional summary

Alan Frank Pacella, who also goes by Al Pacella, is a registered financial professional currently at KINGSWOOD CAPITAL PARTNERS, LLC located in Boca Raton, Florida.

Alan is registered as a RR (Registered Representative) and started their career in finance in 1987. Alan has worked at 16 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Al Pacella

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alan Frank Pacella's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 3, 2023 - Present

KINGSWOOD CAPITAL PARTNERS, LLC

Office #1: 7280 W. Palmetto Park Rd #301, Boca Raton, FL 33433
BD
CRD#: 288898
Boca Raton, FL
Past

January 4, 2013 - January 9, 2023

VIEWTRADE SECURITIES, INC.

BD
CRD#: 46987
BOCA RATON, FL
Past

November 5, 2012 - January 11, 2013

MEDITERRANEAN SECURITIES GROUP, LLC

BD
CRD#: 153755
COCONUT CREEK, FL
Past

August 28, 2008 - November 12, 2012

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
BOCA RATON, FL
Past

February 15, 2008 - September 2, 2008

SANDERS MORRIS LLC

BD
CRD#: 20580
BOCA RATON, FL
Past

November 13, 2002 - February 11, 2008

CAPITAL GROWTH FINANCIAL, LLC

BD
CRD#: 41040
BOCA RATON, FL
Past

October 22, 2002 - November 13, 2002

PMK SECURITIES & RESEARCH, INC.

BD
CRD#: 40145
DELRAY BEACH, FL
Past

April 5, 1999 - November 1, 2002

COMPREHENSIVE CAPITAL CORPORATION

BD
CRD#: 6215
GREAT NECK, NY
Past

April 13, 1998 - March 29, 1999

LION CAPITAL CORP.

BD
CRD#: 40336
BOCA RATON, FL
Past

June 3, 1992 - March 9, 1998

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY
Past

April 29, 1991 - May 29, 1992

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Past

January 22, 1991 - May 6, 1991

BARBER & BRONSON INCORPORATED

BD
CRD#: 26582
MIAMI, FL
Past

August 20, 1990 - January 31, 1991

KOCHCAPITAL

BD
CRD#: 21038
Past

June 17, 1988 - August 23, 1990

G. K. SCOTT & CO., INC.

BD
CRD#: 3305
PLAINVIEW, NY
Past

March 8, 1988 - July 5, 1988

BRENNAN ROSS SECURITIES, INC.

BD
CRD#: 18363
Past

July 21, 1987 - February 27, 1988

H.J. MEYERS & CO., INC.

BD
CRD#: 15609

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/3/2023)
RR
California
(1/3/2023)
RR
Colorado
(1/3/2023)
RR
Connecticut
(1/3/2023)
RR
Florida
(1/11/2023)
RR
Hawaii
(7/20/2023)
RR
Michigan
(6/1/2023)
RR
Minnesota
(8/12/2025)
RR
Nevada
(1/3/2023)
RR
New Jersey
(1/3/2023)
RR
New York
(1/3/2023)
RR
Pennsylvania
(8/10/2023)
RR
Rhode Island
(9/5/2023)
RR
South Dakota
(7/25/2023)
RR
Texas
(1/3/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 9/1/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/18/1987
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KC
KINGSWOOD CAPITAL PARTNERS, LLC
CHALICE CAPITAL PARTNERS, LLC | KINGSWOOD INVESTMENTS | KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898 / SEC#: , 8-69967

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
11440 W. Bernardo Ct. Suite 300, San Diego, CA 92127
Mailing Address
126 E 56th Suite 3l, New York, NY 10022
Phone number
(800) 535-6981
Established
Nevada since 10/26/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KINGSWOOD US, LLCMEMBER
ALSORAIMI, MOHAMEDCCO5319490
GOLDEN, JAIME GALIONEPRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS2946822
NESSIM, MICHAEL HASKELCEO2573543
PITKOFF, DAVID JONATHANCFO2822280
RAYEVSKIY, VALERIY PCOO5788810
ROMERO, MONIQUE VICTORIAFINOP6712654
WILDER, JEREMY MATHEWCHIEF LEGAL OFFICER7080690

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898Boca Raton, FL 33433

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