Christopher R. Callagy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Rice Callagy, who also goes by Christopher Callagy, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1987. Christopher had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2020 - August 8, 2022
REVERE SECURITIES LLC
July 21, 2017 - January 24, 2020
AEGIS CAPITAL CORP.
July 31, 2013 - July 21, 2017
OPPENHEIMER & CO. INC.
October 7, 2003 - August 5, 2013
JANNEY MONTGOMERY SCOTT LLC
May 15, 1998 - August 29, 2003
CITIGROUP GLOBAL MARKETS INC.
March 14, 1989 - June 8, 1998
KIRLIN SECURITIES INC.
September 21, 1987 - March 10, 1989
INVESTORS CENTER, INC.
August 11, 1987 - November 5, 1987
FIRST OF PHILADELPHIA INVESTMENT GROUP, INC.
July 21, 1987 - August 25, 1987
SHERWOOD CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
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