Stephen A. Greene
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Atkins Greene, who also goes by Stephen Atkins Bondos-greene, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1987. Stephen had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2011 - March 5, 2013
THE SILVERFERN GROUP, INC.
February 9, 2011 - October 3, 2011
MORGAN JOSEPH TRIARTISAN LLC
August 5, 2010 - October 3, 2011
MORGAN JOSEPH TRIARTISAN CAPITAL LLC
September 9, 2002 - August 4, 2010
EUREKA CAPITAL MARKETS, LLC
May 24, 2001 - July 3, 2002
ANDERSEN CORPORATE FINANCE LLC
September 22, 1987 - May 11, 1992
HOULIHAN LOKEY CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE SILVERFERN GROUP, INC.
CRD#: 119266 / SEC#: , 8-65167
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
