Charles D. Dickinson

WILLIAM MACK & ASSOCIATES

Harbor Springs, MI

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CRD#: 1688810

Professional summary

Charles David Dickinson, who also goes by Dave Dickinson, David Dickinson, is a registered financial advisor currently at WILLIAM MACK & ASSOCIATES INC located in Harbor Springs, Michigan.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Charles has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Dickinson | David Dickinson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing Member of Monitor My Advisor LLC dba Clear Disclosure Partners a compliance consulting firm serving registered investment advisers. While the time spent on this non-investment activity may vary throughout the year, it accounts for approximately 10% of the registrant's time during market hours. Address: 1485 Kingswood Terrace, Harbor Springs, MI 49740

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles David Dickinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2022 - Present

WILLIAM MACK & ASSOCIATES INC

RIA

CRD#: 107377

Harbor Springs, MI

Past

February 22, 2021 - May 30, 2025

ROCKPORT WEALTH ADVISORS

RIA

CRD#: 297122

Harbor Springs, MI

Past

March 7, 1997 - March 8, 1999

INCAP SECURITIES, INC.

CRD#: 25401

BALTIMORE, MD

Past

August 31, 1993 - April 12, 1995

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

August 27, 1987 - September 1, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILLIAM MACK & ASSOCIATES INC

MACK WILLIAM & ASSOCIATES INC | WILLIAM MACK & ASSOCIATES INC

CRD#: 107377 / SEC#: 801-42259

RIA

Registered Investment Advisory firm - (9/3/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(12/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/6/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/3/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

WILLIAM MACK & ASSOCIATES INC

MACK WILLIAM & ASSOCIATES INC | WILLIAM MACK & ASSOCIATES INC

CRD#: 107377 / SEC#: 801-42259

RIA

Registered Investment Advisory firm - (9/3/1992 Approved)

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Contact information

Main Address

1301 W. Long Lake Rd., Suite 115, Troy, MI 48098

Mailing Address

Phone number

(248) 643-4310

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WMA ADV 2A BROCHURE (7/22/2025)

Regulatory assets under management

Total Number of Accounts	983
AUM (Assets Under Management)	$ 820,394,535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charles D. Dickinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles David Dickinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROCKPORT WEALTH ADVISORS

INCAP SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

WILLIAM MACK & ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/6/2021

Series 63

Date: 7/16/1987

Series 7

Date: 6/20/1987

Series 26

Date: 6/3/1997

Current Firm

WILLIAM MACK & ASSOCIATES INC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WILLIAM MACK & ASSOCIATES INC

TRUST BUT VERIFY

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