William H. Mitchell

DAVID WENDELL ASSOCIATES

Portsmouth, NH 03801

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CRD#: 1688663

Professional summary

William Henry Ledger Mitchell III, who also goes by William Mitchell, is a registered financial advisor currently at DAVID WENDELL ASSOCIATES, INC. located in Portsmouth, New Hampshire.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. William has worked at 2 firms and has passed the Series 63 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William Mitchell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CO-TRUSTEE SINCE 1994 ON AN IRREVOCABLE TRUST HELD AT U.S. TRUST IN BOSTON. DEVOTES ABOUT FOUR HOURS PER YEAR AS INVESTMENT ADVISER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Henry Ledger Mitchell III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2011 - Present

DAVID WENDELL ASSOCIATES, INC.

Office #1: 1 New Hampshire Avenue, Suite 300, Portsmouth, NH 03801

RIA

CRD#: 106664

Portsmouth, NH

Past

March 5, 1983 - December 31, 2010

JOHNSTON REID & MITCHELL INC

RIA

CRD#: 104940

PORTSMOUTH, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAVID WENDELL ASSOCIATES, INC.

DAVID WENDELL ASSOCIATES, INC. | WENDELL DAVID ASSOCIATES INC

CRD#: 106664 / SEC#: 801-47437

RIA

Registered Investment Advisory firm - (8/10/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(1/3/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/29/1987

Uniform Securities Agent State Law Examination

Current Firm

DAVID WENDELL ASSOCIATES, INC.

DAVID WENDELL ASSOCIATES, INC. | WENDELL DAVID ASSOCIATES INC

CRD#: 106664 / SEC#: 801-47437

RIA

Registered Investment Advisory firm - (8/10/1994 Approved)

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Contact information

Main Address

1 New Hampshire Avenue, Suite 300, Portsmouth, NH 03801-2904

Mailing Address

Phone number

(603) 427-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DWA 2025 PART 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	482
AUM (Assets Under Management)	$ 1,344,946,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William H. Mitchell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Henry Ledger Mitchell III's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAVID WENDELL ASSOCIATES, INC.

JOHNSTON REID & MITCHELL INC

Primary Firm SEC Registration

DAVID WENDELL ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/29/1987

Current Firm

DAVID WENDELL ASSOCIATES, INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DAVID WENDELL ASSOCIATES, INC.

TRUST BUT VERIFY

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