Jose I. Acosta Jordan

IPI WEALTH MANAGEMENT

San Juan, PR 00918

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CRD#: 1688356

Professional summary

Jose Ivan Acosta Jordan, who also goes by Jose I Acosta, Jose IVan Acosta, Jose Ivan Acosta_jordan, is a registered financial advisor currently at IPI WEALTH MANAGEMENT, INC. located in San Juan, and INVESTMENT PLANNERS, INC. located in San Juan, .

Jose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Jose has worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jose I Acosta | Jose Ivan Acosta | Jose Ivan Acosta_jordan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FIXED INSURANCE - D 24 ARGENTINA ST, GUAYNABO, PR 00966; INVESTMENT RELATED; FIXED INSURANCE SALES (NOT INVESTMENT RELATED); INSURANCE REPRESENTATIVE; 2% OF TIME SPENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Ivan Acosta Jordan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2023 - Present

IPI WEALTH MANAGEMENT, INC.

Office #1: The City Towers 252 Ponce De Leon Ave. Suite 1001, San Juan, PR 00918

RIA

CRD#: 111872

San Juan, PR

Current

July 18, 2023 - Present

INVESTMENT PLANNERS, INC.

Office #1: The City Towers 252 Ponce De Leon Ave. Suite 1001, San Juan, PR 00918

CRD#: 18557

San Juan, PR

Past

August 20, 2021 - July 20, 2023

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

San Juan, PR

Past

August 6, 2021 - July 20, 2023

KOVACK SECURITIES INC.

CRD#: 44848

San Juan, PR

Past

June 9, 2020 - June 11, 2021

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

RIA

CRD#: 134510

Guaynabo, PR

Past

June 3, 2020 - June 8, 2020

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

CRD#: 7691

GUAYNABO, PR

Past

September 10, 1994 - September 23, 2003

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

CRD#: 13042

HATO REY, PR

Past

December 12, 1991 - September 23, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

May 31, 1988 - December 23, 1991

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IPI WEALTH MANAGEMENT, INC.

CRD#: 111872 / SEC#: 801-56878

RIA

Registered Investment Advisory firm - (11/1/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Puerto Rico
(7/18/2023)

IAR

Puerto Rico
(7/18/2023)

Virginia
(1/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/5/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/8/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/27/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/21/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/7/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

IPI WEALTH MANAGEMENT, INC.

CRD#: 111872 / SEC#: 801-56878

RIA

Registered Investment Advisory firm - (11/1/1999 Approved)

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Contact information

Main Address

226 W. Eldorado, Decatur, IL 62522

Mailing Address

P.o. Box 170, Decatur, IL 62525-0170

Phone number

(217) 425-6340

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IPI WEALTH MANAGEMENT ADV2A (6/9/2025)

Regulatory assets under management

Total Number of Accounts	10,743
AUM (Assets Under Management)	$ 2,248,994,441

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jose I. Acosta Jordan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Ivan Acosta Jordan's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT PLANNERS, INC.

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

HERBERT J. SIMS & CO, INC.

NPA ASSET MANAGEMENT, LLC

NPA ASSET MANAGEMENT, LLC

NATIONWIDE PLANNING ASSOCIATES INC.

IFS SECURITIES

SB ADVISORY, LLC

INVESTACORP ADVISORY SERVICES INC

INVESTACORP, INC.

SAMUEL A. RAMIREZ & COMPANY, INC.

POPULAR SECURITIES, LLC

POPULAR SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

UBS FINANCIAL SERVICES INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

IPI WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/5/1996

Series 63

Date: 6/8/1988

SIE

Date: 10/1/2018

Series 3

Date: 6/27/1988

Series 7

Date: 5/21/1988

Series 24

Date: 2/7/2015

FINRA

Current Firm

IPI WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IPI WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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