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Barry Scott Ward

CRD# 1688249·Registered 1987 - 2010
Previously Registered: Being a previously registered professional could mean that Barry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Barry Scott Ward was a registered financial advisor. Barry was a previously registered financial professional and started their career in finance 1987 - 2010. Barry had worked at 9 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

NOBLETRADING.COM, INC.·CRD# 119024
BD
Castle Rock, CO
November 18, 2005 - May 25, 2010
VIEWTRADE FINANCIAL·CRD# 47116
BD
Castel Rock, CO
August 29, 2003 - November 16, 2005
VIEWTRADE SECURITIES, INC.·CRD# 46987
BD
Boca Raton, FL
November 15, 2000 - September 19, 2003
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
August 16, 1993 - November 17, 2000
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
July 5, 1991 - August 3, 1993
TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
Irvine, CA
May 18, 1990 - June 19, 1991
JONATHAN ALAN & CO., INC.·CRD# 15914
BD
March 30, 1989 - May 18, 1990
ANDREW ALEN SECURITIES, INC.·CRD# 13839
BD
February 3, 1988 - February 10, 1989
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
September 25, 1987 - February 24, 1988

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Current Firm

NI
NOBLETRADING.COM, INC.

NOBLETRADING.COM, INC.

CRD#: 119024 / SEC#: 8-53723
BD
Terminated by SEC on 08/07/2010

Contact Information

Established

New York since 08/09/1999

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LIGHTSPEED FINANCIAL, INC.DIRECT OWNER—
ACTMAN, ANDREW HOWARDCEO2869087
LYONS, JASON ROBERTCFO / FINOP2921790
PETZOLD, KEITH WILLIAMCHIEF COMPLIANCE OFFICER2944070

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1987About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Aug 1997About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Dec 1990About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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