Barry S. Ward
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Scott Ward was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1987. Barry had worked at 9 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2005 - May 25, 2010
NOBLETRADING.COM, INC.
August 29, 2003 - November 16, 2005
VIEWTRADE FINANCIAL
November 15, 2000 - September 19, 2003
VIEWTRADE SECURITIES, INC.
August 16, 1993 - November 17, 2000
BARRON CHASE SECURITIES, INC.
July 5, 1991 - August 3, 1993
H.J. MEYERS & CO., INC.
May 18, 1990 - June 19, 1991
TITAN/VALUE EQUITIES GROUP, INC.
March 30, 1989 - May 18, 1990
JONATHAN ALAN & CO., INC.
February 3, 1988 - February 10, 1989
ANDREW ALEN SECURITIES, INC.
September 25, 1987 - February 24, 1988
FIRST MONTAUK SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NOBLETRADING.COM, INC.
CRD#: 119024 / SEC#: , 8-53723
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
