Andrew W. Druch
Professional summary
Andrew Walter Druch is a registered financial professional currently at WEDBUSH SECURITIES INC. located in New York, New York and WEDBUSH & CO., LLC located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1991. Andrew has worked at 14 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Walter Druch's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2019 - Present
WEDBUSH SECURITIES INC.
Office #1: 142 West 57th Street 12th Fl, New York, NY 10019January 22, 2024 - Present
WEDBUSH & CO., LLC
Office #1: 142 West 57th Street 12th Floor, New York, NY 10019April 21, 2012 - July 8, 2019
DNB MARKETS, INC.
June 22, 2005 - April 29, 2011
RABO SECURITIES USA, INC.
April 30, 2001 - May 24, 2005
ING FINANCIAL MARKETS LLC
July 1, 1998 - April 30, 2001
ABN AMRO SECURITIES LLC
November 5, 1996 - December 16, 1998
ING (U.S.) CAPITAL SECURITIES, INC.
August 24, 1995 - July 1, 1998
ING BARING (U.S.) SECURITIES, INC.
March 7, 1995 - November 6, 1995
INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION
November 3, 1992 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
November 3, 1992 - March 24, 1995
LEHMAN GOVERNMENT SECURITIES INC.
November 3, 1992 - March 24, 1995
LEHMAN BROTHERS INC.
December 9, 1991 - May 6, 1992
NEW STREET SECURITIES CORPORATION
April 26, 1991 - December 9, 1991
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2019)
(7/17/2019)
Exams
Series 99TO
Date: 2/16/2023
Operations Professional ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WEDBUSH & CO., LLC
CRD#: 328492 / SEC#: , 8-71158
Contact information
FINRA licenses (20 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEDBUSH FINANCIAL SERVICES, LLC | SOLE MEMBER | |
| BILLINGS, DANIEL ERIC | MANAGER | 4568232 |
| BULGER, MARK ANDREW | CCO | 5063497 |
| DEMPSEY, FRANCIS BURKE | PRESIDENT | 2428325 |
| DRUCH, ANDREW WALTER | MANAGER AND GENERAL COUNSEL | 1688071 |
| HULTGREN, DONALD WAYNE | MANAGER | 1475369 |
| KIRKMAN, SAMANTHA | CFO, PFO, COO & POO | 6892438 |
| WEDBUSH, GARY LANCE | MANAGER | 2234455 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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