Rhonda K. Bintliff

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CRD#: 1688018

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rhonda Kay Bintliff, who also goes by Rhonda Kay Dawson, Rhonda Kay Roberts, was a registered financial professional .

Rhonda is a previously registered financial professional and started their career in finance in 1993. Rhonda had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rhonda Kay Dawson | Rhonda Kay Roberts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 7, 2009 - March 20, 2012

GRANGE CAPITAL, LLC

RIA

CRD#: 131699

LAKE OSWEGO, OR

Past

December 1, 2006 - May 20, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PORTLAND, OR

Past

December 1, 2006 - May 20, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PORTLAND, OR

Past

November 7, 2003 - December 4, 2006

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

PORTLAND, OR

Past

November 6, 2003 - December 4, 2006

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

PORTLAND, OR

Past

July 1, 2003 - September 17, 2003

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

March 31, 2003 - June 25, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

April 30, 1997 - January 22, 2003

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

April 26, 1994 - May 14, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 13, 1993 - March 11, 1994

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRANGE CAPITAL, LLC

ELK ROCK CAPITAL LIMITED PARTNERSHIP | GRANGE CAPITAL, LLC

CRD#: 131699 / SEC#: 801-120271

RIA

Registered Investment Advisory firm - (2/5/2021 Approved)

California

Registered Investment Advisory firm - (3/10/2021 Terminated)

Oregon

Registered Investment Advisory firm - (3/5/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/8/2021 Terminated)

Washington

Registered Investment Advisory firm - (3/12/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/21/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/11/1993

General Securities Representative Examination

Current Firm

GRANGE CAPITAL, LLC

ELK ROCK CAPITAL LIMITED PARTNERSHIP | GRANGE CAPITAL, LLC

CRD#: 131699 / SEC#: 801-120271

RIA

Registered Investment Advisory firm - (2/5/2021 Approved)

California

Registered Investment Advisory firm - (3/10/2021 Terminated)

Oregon

Registered Investment Advisory firm - (3/5/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/8/2021 Terminated)

Washington

Registered Investment Advisory firm - (3/12/2021 Terminated)

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Contact information

Main Address

6600 Sw 105th Ave, Suite 220, Beaverton, OR 97008

Mailing Address

Phone number

(971) 708-6659

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GRANGE CAPITAL, LLC ADV 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts	718
AUM (Assets Under Management)	$ 199,108,866

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Rhonda K. Bintliff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

CETERA WEALTH SERVICES, LLC

UBS FINANCIAL SERVICES INC.

LPL FINANCIAL LLC

CITIGROUP GLOBAL MARKETS INC.

PRINCIPAL FINANCIAL SECURITIES,INC.

Primary Firm SEC Registration

GRANGE CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/1994

Series 63

Date: 10/21/1993

Series 7

Date: 10/11/1993

Current Firm

GRANGE CAPITAL, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRANGE CAPITAL, LLC

TRUST BUT VERIFY

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