Owen S. Lyons

DEMAND WEALTH

Oakton, VA

Some features on this profile are disabled

CRD#: 1687766

Professional summary

Owen S Lyons, who also goes by Owen Spencer Lyons, is a registered financial advisor currently at DEMAND WEALTH located in Oakton, Virginia.

Owen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Owen has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 55 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Owen Spencer Lyons

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Owen S Lyons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2020 - Present

DEMAND WEALTH

RIA

CRD#: 307043

Oakton, VA

Past

November 7, 2019 - February 25, 2020

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Hunt Valley, MD

Past

October 23, 2019 - February 25, 2020

PRUCO SECURITIES, LLC.

CRD#: 5685

Hunt Valley, MD

Past

April 10, 2015 - December 31, 2019

SPENCER LYONS PARTNERS, LLC

RIA

CRD#: 175417

EASTON, MD

Past

April 7, 2014 - April 25, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

EASTON, MD

Past

April 2, 2014 - April 25, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

EASTON, MD

Past

July 29, 2009 - July 27, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

GLEN ROCK, PA

Past

July 29, 2009 - July 27, 2012

LPL FINANCIAL LLC

CRD#: 6413

GLEN ROCK, PA

Past

July 25, 2002 - October 4, 2002

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

NEW YORK, NY

Past

April 18, 1989 - October 4, 2002

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEMAND WEALTH

DEMAND WEALTH | DEMAND WEALTH LLC

CRD#: 307043 / SEC#: 801-118145

RIA

Registered Investment Advisory firm - (3/3/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(12/4/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/27/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/28/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/23/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/16/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/28/2009

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 2/18/1999

Limited Representative-Equity Trader Exam

Current Firm

DEMAND WEALTH

DEMAND WEALTH | DEMAND WEALTH LLC

CRD#: 307043 / SEC#: 801-118145

RIA

Registered Investment Advisory firm - (3/3/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Oakton, VA

Mailing Address

Phone number

(888) 788-6465

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DEMAND WEALTH ADV BROCHURE (2/7/2025)

Regulatory assets under management

Total Number of Accounts	199
AUM (Assets Under Management)	$ 142,564,069

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Owen S. Lyons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Owen S Lyons's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

SPENCER LYONS PARTNERS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

Primary Firm SEC Registration

DEMAND WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2009

Series 63

Date: 6/28/1989

Series 7TO

Date: 10/23/2019

SIE

Date: 8/16/2019

Series 7

Date: 7/28/2009

Series 55

Date: 2/18/1999

Current Firm

DEMAND WEALTH

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DEMAND WEALTH

TRUST BUT VERIFY

Similar Advisors