Bruce A. Mccutcheon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Allen Mccutcheon was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1990. Bruce had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2020 - December 31, 2021
FORESIDE FINANCIAL SERVICES, LLC
April 27, 2016 - December 31, 2020
BMO ASSET MANAGEMENT CORP.
April 9, 2014 - December 31, 2019
BMO INVESTMENT DISTRIBUTORS, LLC
September 21, 2010 - November 12, 2013
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
January 2, 2009 - November 12, 2013
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
January 2, 2008 - January 2, 2009
RIVERSOURCE DISTRIBUTORS, INC.
September 29, 2005 - December 31, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
November 5, 1997 - August 23, 2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
March 18, 1992 - October 1, 1996
LPL FINANCIAL LLC
July 1, 1991 - February 25, 1992
NUVEEN SECURITIES, LLC
July 23, 1990 - June 7, 1991
MFS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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