Steven O. Godwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Oneal Godwin was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1987. Steven had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2008 - August 19, 2013
OAK HILLS SECURITIES, INC.
December 16, 2005 - December 1, 2007
AVANTAX INVESTMENT SERVICES, INC.
September 15, 2000 - December 16, 2003
BENCHMARK SECURITIES GROUP, INC.
March 25, 1997 - October 12, 2000
1ST GLOBAL CAPITAL CORP.
June 21, 1995 - June 11, 1996
GEARY SECURITIES, INC.
January 13, 1994 - December 31, 1994
1ST GLOBAL CAPITAL CORP.
June 26, 1987 - December 31, 1992
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OAK HILLS SECURITIES, INC.
CRD#: 145579 / SEC#: , 8-67740
Contact information
FINRA licenses (6 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
