Jeffrey I. Ziment

ZIMENT FINANCIAL ADVISORS

Princeton Junction, NJ

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CRD#: 1687232

Professional summary

Jeffrey Ira Ziment is a registered financial advisor currently at ZIMENT FINANCIAL ADVISORS, INC. located in Princeton Junction, New Jersey.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Jeffrey has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ZB GROUP INC.; INVESTED-RELATED? NO; ADDRESS:5 TANNER CT, PRINCETON JUNCTION, NJ 08550; NATURE: BUSINESS CONSULTING; POSITION:PRESIDENT (100%OWNER); START DATE:02/1996; CURRENT NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS:HALF HOUR; DUTIES: PROVIDE CONSULTING SERVICES TO BUSINESSES. JEFFREY ZIMENT, CPA; INVESTED-RELATED? NO; ADDRESS:5 TANNER CT, PRINCETON JUNCTION, NJ 08550; NATURE: TAX PREPARATION SERVICES; POSITION: OWNER; START DATE:01/1985; CURRENT NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS:HALF HOUR; DUTIES: PREPARE INCOME TAX RETURNS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Ira Ziment's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2003 - Present

ZIMENT FINANCIAL ADVISORS, INC.

RIA

CRD#: 123850

Princeton Junction, NJ

Past

September 22, 1987 - December 6, 1988

NEW ENGLAND SECURITIES

CRD#: 615

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/29/2003)

IAR

New York
(5/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/15/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

Current Firm

ZIMENT FINANCIAL ADVISORS, INC.

ZIMENT FINANCIAL ADVISORS INC | ZIMENT FINANCIAL ADVISORS, INC.

CRD#: 123850 / SEC#: 801-67928

RIA

Registered Investment Advisory firm - (7/5/2012 Terminated)

New Jersey

Registered Investment Advisory firm - (5/29/2012 Approved)

New York

Registered Investment Advisory firm - (6/29/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Princeton Junction, NJ

Mailing Address

P.o. Box 87, Princeton Junction, NJ 08550

Phone number

(609) 514-0944

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	57
AUM (Assets Under Management)	$ 41,208,067

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey I. Ziment

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Ira Ziment's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZIMENT FINANCIAL ADVISORS, INC.

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 63

Date: 7/15/1987

Series 7

Date: 9/19/1987

Current Firm

ZIMENT FINANCIAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ZIMENT FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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