Ronald R. Cocilova
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Richard Cocilova, who also goes by Ron Cocilova, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1987. Ronald had worked at 5 firms and has passed the Series 63, Series 62, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2005 - October 21, 2013
WALL STREET FINANCIAL GROUP, INC.
August 1, 2003 - February 2, 2005
WALNUT STREET SECURITIES, INC.
August 19, 1998 - January 28, 2003
NATHAN & LEWIS SECURITIES, INC.
August 19, 1998 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
October 18, 1989 - August 28, 1998
ESSEX CAPITAL MARKETS, INC.
July 27, 1987 - December 31, 1988
NATIONWIDE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 11/20/1998
Corporate Securities Limited Representative ExaminationCurrent Firm
WALL STREET FINANCIAL GROUP, INC.
CRD#: 35830 / SEC#: 801-58292, 8-46964
Contact information
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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