Sammy C. Tamborello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sammy Cary Tamborello, who also goes by Sam Tamborello, was a registered financial advisor .
Sammy is a previously registered financial advisor and started their career in finance in 1987. Sammy had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 1993 - October 27, 2005
TAMBORELLO CAPITAL MANAGEMENT, L.L.C.
July 23, 1993 - April 11, 1995
ADVANTAGE CAPITAL CORPORATION
March 12, 1993 - July 7, 1993
CHARLES SCHWAB & CO., INC.
March 30, 1992 - February 12, 1993
TD AMERITRADE, INC.
June 10, 1987 - September 28, 1988
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
