James E. Abbe

DOVER ADVISORS

Richmond, VA

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CRD#: 1686817

Professional summary

James Edward Abbe IV, who also goes by James Edward Abbe, Ned Abbe, is a registered financial advisor currently at DOVER ADVISORS, LLC located in Richmond, Virginia.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. James has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Edward Abbe | Ned Abbe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Edward Abbe IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2022 - Present

DOVER ADVISORS, LLC

RIA

CRD#: 320832

Richmond, VA

Past

May 24, 1993 - May 7, 1999

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

January 22, 1992 - May 20, 1993

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

November 11, 1988 - January 21, 1992

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

November 2, 1987 - November 10, 1988

FINANCIAL CORPORATION OF VIRGINIA

CRD#: 16440

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOVER ADVISORS, LLC

DOVER ADVISORS, LLC | LTB WEALTH, LLC

CRD#: 320832 / SEC#: 801-124840

RIA

Registered Investment Advisory firm - (5/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(8/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/26/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

Current Firm

DOVER ADVISORS, LLC

DOVER ADVISORS, LLC | LTB WEALTH, LLC

CRD#: 320832 / SEC#: 801-124840

RIA

Registered Investment Advisory firm - (5/2/2022 Approved)

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Contact information

Main Address

Richmond, VA

Mailing Address

Phone number

(804) 750-3665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DOVER ADVISORS DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (2/12/2025)

Regulatory assets under management

Total Number of Accounts	308
AUM (Assets Under Management)	$ 332,550,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James E. Abbe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Edward Abbe IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOVER ADVISORS, LLC

QUICK & REILLY, INC.

AMERIPRISE ADVISOR SERVICES, INC.

MORGAN STANLEY DW INC.

FINANCIAL CORPORATION OF VIRGINIA

Primary Firm SEC Registration

DOVER ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/26/1987

Series 7

Date: 10/17/1987

Current Firm

DOVER ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOVER ADVISORS, LLC

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