Sally S. Witt

BFC PLANNING

League City, TX

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CRD#: 1686777

Professional summary

Sally Stout Witt, CFP®, ChFC®, who also goes by Sally Stout, Sally Witt, is a registered financial advisor currently at BFC PLANNING, INC. located in League City, Texas and SECURITIES MANAGEMENT & RESEARCH, INC. located in League City, Texas.

Sally is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Sally has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sally Stout | Sally Witt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. WITT WEALTH PLANNING-Y-FRIENDSWOOD,TX-FINANCIAL PLANNING, SECURITIES AND INSURNACE-REGISTERED INVESTMENT ADVISOR-8/2013-30-30-FINANCIAL AND INVESTMENT PLANNING. 2. COUNCIL OF BUSINESS WOMEN-N-FRIENDSWOOD, TX-PROVIDES WOMEN OPPORTUNITIES OF PROFESSIONAL GROWTH-VP-2-0-THE VP ASSISTS WITH THE MEMBERSHIP, AGENDA, FOR MONTHLY MEETINGS. 3. EVERYBODY'S PLACE- N- BACLIFF, TX- COMBAT HOMELESSNESS- BOARD MEMBER- 09/2023- 10- 0- ASSIST WITH THE BUILDING TO PROVIDE HOUSING FOR HOMELESS IN GALVESTON COUNTY. 4. 2T17 HUNTER LANDON WITT FOUNDATION- N- LEAGUE CITY, TX- FOUNDER- 09/2023- 20- 0- ASSIST ORGANIZATIONS THAT HELP THOSE WITH MENTAL ILLNESS, ADDICTION, AND HOMELESSNESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sally Stout Witt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1997

ChFC^®

CRD#: 6413

FORT MILL, SC

Past

July 25, 2000 - April 30, 2001

AFS BROKERAGE, INC.

CRD#: 25924

AUSTIN, TX

Past

October 3, 1997 - January 23, 1999

FIRST FUND DISTRIBUTORS, INC.

CRD#: 27038

PHOENIX, AZ

Past

January 22, 1988 - July 22, 1997

SECURITIES MANAGEMENT & RESEARCH, INC.

CRD#: 759

CEDAR RAPIDS, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BFC PLANNING, INC.

1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(8/2/2013)

IAR

Texas
(8/2/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Series 26

Date: 2/26/1988

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

BFC PLANNING, INC.

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

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Contact information

Main Address

4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 447-5700

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BFC PLANNING ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	8,756
AUM (Assets Under Management)	$ 2,026,848,859

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sally S. Witt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sally Stout Witt's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES MANAGEMENT & RESEARCH, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AFS BROKERAGE, INC.

FIRST FUND DISTRIBUTORS, INC.

SECURITIES MANAGEMENT & RESEARCH, INC.

Primary Firm SEC Registration

BFC PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/21/1996

Series 65

Date: 10/16/1996

SIE

Date: 10/1/2018

Series 7

Date: 1/21/1989

Series 6

Date: 1/21/1988

Series 24

Date: 3/7/1989

Series 26

Date: 2/26/1988

FINRA

Current Firm

BFC PLANNING, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BFC PLANNING, INC.

TRUST BUT VERIFY

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