JM
Jay H. Millard
VIRTUE CAPITAL MANAGEMENT
Dayton, KY 41074
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CRD#: 1686665
JM
Professional summary
Jay Howard Millard is a registered financial advisor currently at VIRTUE CAPITAL MANAGEMENT, LLC located in Dayton, Kentucky.
Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Jay has worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) OAK HILL FINANCIAL INC. / MILLARD ADVISORS�, Title: PRESIDENT, Description: TAX PREPARATION AND SALE OF INSURANCE AND ANNUITY PRODUCTS, Start Date: 11-01-2000, Address: �440 6TH AVENUE DAYTON, KY 41074, Investment-related? YES, Hours per month: 100, During trading hours: 4 (2) JIMMY GHANOTAKIS CHARITIES INC, Title: DIRECTOR, Description: �NON PROFIT CORPORATION RELATED TO ANY AND ALL CHARITABLE ACTIVITIES ALLOWED BY LAW, Start Date: 12-01-2013, Address: �440 6TH AVENUE DAYTON, KY 41074, Investment-related? NO, Hours per month: 5, During trading hours: 0 (3) JAY AND MARSHA MILLARD FOUNDATION INC, Title: DIRECTOR, Description: NON PROFIT CORPORATION RELATED TO ANY AND ALL CHARITABLE ACTIVITIES ALLOWED BY LAW.�, Start Date: 09-01-2017, Address: �440 6TH AVENUE DAYTON, KY 41074, Investment-related? NO, Hours per month: 5, During trading hours: 0 (4) TWIN RAILS SOBER LIVING FACILITY, Title: DIRECTOR, Description: TEMPORARY HOUSING AND COUNSELING FOR RECOVERING SUBSTANCE ABUSE CLIENTS, Start Date: 09-01-2017, Address: 1629 MADISON AVENUE COVINGTON, KY 41011, Investment-related? NO, Hours per month: 20, During trading hours: 0
CRS (Client Relationship Summary) - RIA
Click below to view Jay Howard Millard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 24, 2018 - Present
VIRTUE CAPITAL MANAGEMENT, LLC
Office #1: 440 6th Avenue, Dayton, KY 41074RIA
CRD#: 167816
Dayton, KY
Past
August 15, 2017 - July 25, 2018
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
Cold Spring, KY
Past
November 27, 2007 - August 3, 2009
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
BELLEVUE, KY
Past
April 10, 2006 - December 21, 2007
OBSIDIAN FINANCIAL GROUP, LLC
BD
CRD#: 104255
WOODBURY, NY
Past
June 4, 2004 - September 27, 2005
WINEBRENNER CAPITAL PARTNERS, LLC
BD
CRD#: 48027
LOUISVILLE, KY
Past
June 13, 2003 - June 8, 2004
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Past
November 4, 2002 - May 5, 2003
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Past
May 17, 2001 - November 6, 2002
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
March 15, 2000 - February 14, 2001
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
May 26, 1999 - March 15, 2000
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
July 7, 1987 - September 24, 1987
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(7/24/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6 Cadillac Dr. Suite 310, Brentwood, TN 37027
Mailing Address
Phone number
(615) 340-0801
Established
Firm type
Fiscal year end
# of Employees
110
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,111 |
| AUM (Assets Under Management) | $ 787,466,707 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816Dayton, KY 41074TRUST BUT VERIFY
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