Michelle P. O'haren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Patricia O'haren, AIF®, CFP®, who also goes by Michelle Patricia Oharen, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 1987. Michelle had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2004 - July 19, 2024
PACIFIC SELECT DISTRIBUTORS, LLC
March 10, 2000 - October 21, 2004
WORTHMARK FINANCIAL SERVICES, LLC
July 31, 1999 - November 18, 2004
SECURIAN FINANCIAL SERVICES, INC.
August 12, 1998 - June 8, 1999
EQUITABLE DISTRIBUTORS, LLC
June 27, 1991 - July 31, 1998
FSC SECURITIES CORPORATION
September 16, 1987 - May 10, 1991
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 8/30/1988
Corporate Securities Limited Representative ExaminationCurrent Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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