Paul R. Bourgeois
SHEPHERD FINANCIAL PARTNERS
Winchester, MA 01890
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CRD#: 1686471
Professional summary
Paul Robert Bourgeois, CFP® is a registered financial advisor currently at SHEPHERD FINANCIAL PARTNERS, LLC located in Winchester, Massachusetts and LPL FINANCIAL LLC located in Winchester, Massachusetts.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Paul has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 03/16/2016: Shepherd Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 05/26/2016: Diversified Brokerage Services and The Smith Companies / A Capitas Partner - Non-Variable Insurance - Investment Related - Winchester, MA 01876 - Start 05/31/2016 - 1 Hr/Mo; 1 Hour During Securities Trading - Life, Disability, LTC, Fixed Annuities (3) 08/26/2016: Shepherd Financial Partners, LLC - Registered Investment Advisor Hybrid - Investment Related - Winchester, MA 01890 - Start 08/25/2015 - 160 Hr/Mo; 7 Hours During Securities Trading - I provide investment advisory services through Shepherd Financial Partners, an independent investment advisor firm. I started this business activity in 9/9/15. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4). 03/12/2019 - Pittsburgh DI - Investment related - At reported business location(s) - Non-Variable Insurance - start date:12/07/2018 - 1 hr/mo - 0 hrs during trading. (5) 10/24/2023 - Notary - Other - Notary - Investment Related - At Reported Business Location(s) - Start Date 08/28/2018 - 0 Hours Per Month/ During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Paul Robert Bourgeois's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
September 2, 2015 - Present
SHEPHERD FINANCIAL PARTNERS, LLC
Office #1: 1004 Main Street, Winchester, MA 01890RIA
CRD#: 169093
Winchester, MA
Current
April 24, 2008 - Present
LPL FINANCIAL LLC
Office #1: 1004 Main Street, Winchester, MA 01890RIA
BD
CRD#: 6413
Winchester, MA
Past
May 2, 2008 - September 7, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
June 13, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 7, 2005 - April 28, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
WALTHAM, MA
Past
June 29, 2001 - June 1, 2005
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
December 6, 2000 - April 18, 2001
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
Past
May 2, 1997 - October 4, 2000
SCUDDER FINANCIAL SERVICES, INC.
BD
CRD#: 41692
BOSTON, MA
Past
January 8, 1993 - March 6, 1997
DEAM INVESTOR SERVICES, INC.
BD
CRD#: 754
NEW YORK, NY
Past
September 17, 1987 - February 26, 1991
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SHEPHERD FINANCIAL PARTNERS, LLC
SHEPHERD FINANCIAL PARTNERS, LLC | SPECIAL NEEDS FINANCIAL PLANNING
CRD#: 169093 / SEC#: 801-106533
RIA
Registered Investment Advisory firm - (8/24/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(4/24/2008)
IAR
Massachusetts(9/2/2015)
RR
New Hampshire(4/24/2008)
IAR
Texas(12/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SHEPHERD FINANCIAL PARTNERS, LLC
SHEPHERD FINANCIAL PARTNERS, LLC | SPECIAL NEEDS FINANCIAL PLANNING
CRD#: 169093 / SEC#: 801-106533
RIA
Registered Investment Advisory firm - (8/24/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1004 Main Street, Winchester, MA 01890
Mailing Address
Phone number
(781) 756-1804
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,779 |
| AUM (Assets Under Management) | $ 1,138,180,837 |
Red Flags
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Company Information
SHEPHERD FINANCIAL PARTNERS, LLC
CRD#: 169093Winchester, MA 01890TRUST BUT VERIFY
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