Richard Persinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Persinger, who also goes by Richard W Persinger, Richard Wayne Persinger Jr, Richard Wayne Persinger, Richard Persinger, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1988. Richard had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2018 - November 28, 2018
FARMERS FINANCIAL SOLUTIONS, LLC
March 4, 2016 - September 27, 2016
EDWARD JONES
March 4, 2016 - September 27, 2016
EDWARD JONES
June 26, 2013 - December 22, 2015
MORGAN STANLEY
May 13, 2013 - December 22, 2015
MORGAN STANLEY
October 3, 2012 - November 28, 2012
EQUITABLE ADVISORS, LLC
October 1, 1991 - December 23, 1991
U.S. BANCORP SECURITIES
February 9, 1989 - February 15, 1991
MORGAN STANLEY DW INC.
September 9, 1988 - January 24, 1989
LIVINGSTON SECURITIES, INC.
July 20, 1988 - September 12, 1988
HAMILTON, WILLIAMS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
