Michael Iannaccone

STONEHAVEN

NEW YORK, NY 10020

Some features on this profile are disabled

CRD#: 1686182

Professional summary

Michael Iannaccone is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Iannaccone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 21, 2023 - Present

STONEHAVEN, LLC

Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020

CRD#: 118913

NEW YORK, NY

Past

January 8, 2021 - December 31, 2023

TANGENT CAPITAL PARTNERS, LLC

CRD#: 146999

SHORT HILLS, NJ

Past

August 22, 2017 - December 22, 2020

PLEXUS FINANCIAL SERVICES, LLC

CRD#: 153132

DEER PARK, IL

Past

July 18, 2016 - July 20, 2017

TANGENT CAPITAL PARTNERS, LLC

CRD#: 146999

SHORT HILLS, NJ

Past

November 24, 2009 - December 4, 2015

TANGENT CAPITAL PARTNERS, LLC

CRD#: 146999

SHORT HILLS, NJ

Past

August 4, 2006 - January 27, 2009

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

CRD#: 36155

CHICAGO, IL

Past

May 10, 2000 - July 5, 2006

HOWE BARNES HOEFER & ARNETT, INC.

CRD#: 2240

CHICAGO, IL

Past

November 17, 1999 - February 4, 2000

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC

CRD#: 10485

NEW YORK, NY

Past

July 29, 1996 - June 11, 1998

KEEFE, BRUYETTE & WOODS, INC.

CRD#: 481

NEW YORK, NY

Past

February 12, 1996 - February 29, 1996

B. RILEY SECURITIES, INC.

CRD#: 25027

LOS ANGELES, CA

Past

June 23, 1987 - December 13, 1994

ADAMS, COHEN SECURITIES INC.

CRD#: 15756

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(1/3/2024)

Illinois
(12/21/2023)

New Jersey
(1/3/2024)

New York
(1/3/2024)

Exams

State Security Law Exam

Series 63

Date: 9/2/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/5/1991

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

STONEHAVEN, LLC

CRD#: 118913 / SEC#: , 8-53699

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

600 Fifth Avenue 2nd Floor, New York, NY 10020

Mailing Address

600 Fifth Avenue 2nd Floor, New York, NY 10020

Phone number

(917) 349-7050

Established

Delaware since 10/12/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
STONEHAVEN HOLDINGS LLC	SOLE MEMBER OF STONEHAVEN LLC
FRANK, DAVID THOMAS	CEO	3256230
JAFARZADEH, STEVEN ERIC	CCO	2994968
SULLIVAN, MARK JOSEPH	CGO	2925479

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael Iannaccone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Iannaccone's CRS (Customer Relationship Summary).

Certified licenses

Experience

TANGENT CAPITAL PARTNERS, LLC

PLEXUS FINANCIAL SERVICES, LLC

TANGENT CAPITAL PARTNERS, LLC

TANGENT CAPITAL PARTNERS, LLC

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

HOWE BARNES HOEFER & ARNETT, INC.

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC

KEEFE, BRUYETTE & WOODS, INC.

B. RILEY SECURITIES, INC.

ADAMS, COHEN SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/2/1987

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/20/1987

Series 24

Date: 9/5/1991

FINRA

Current Firm

STONEHAVEN, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

STONEHAVEN, LLC

TRUST BUT VERIFY

Similar Advisors