Virginia A. Fanning
Professional summary
Virginia Ann Fanning, who also goes by Ginger Fanning, VIrginia Fanning, Ginger Zukowski, Virginia Ann Zukowski, is a registered financial professional currently at JANUS HENDERSON DISTRIBUTORS US LLC located in Denver, Colorado.
Virginia is registered as a RR (Registered Representative) and started their career in finance in 1987. Virginia has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Virginia Ann Fanning's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2008 - Present
JANUS HENDERSON DISTRIBUTORS US LLC
Office #1: 151 Detroit Street, Denver, CO 80206February 1, 2008 - February 19, 2008
PUTNAM INVESTMENT MANAGEMENT, LLC
February 28, 2007 - January 28, 2008
PUTNAM INVESTMENT MANAGEMENT, LLC
December 2, 1999 - February 19, 2008
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
January 14, 1997 - February 27, 1998
FIDELITY DISTRIBUTORS COMPANY LLC
September 28, 1995 - December 31, 1996
NATIONAL FINANCIAL SERVICES LLC
July 5, 1994 - September 22, 1995
WELLS FARGO CLEARING SERVICES, LLC
January 28, 1994 - June 27, 1994
BTS SECURITIES CORPORATION
May 23, 1989 - April 25, 1992
KRUPP SECURITIES CORPORATION
July 24, 1987 - October 24, 1988
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
JANUS HENDERSON DISTRIBUTORS US LLC
CRD#: 28832 / SEC#: , 8-43810
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANUS HENDERSON INVESTORS US LLC | MANAGING MEMBER | |
| ANDERS, JOHANNA MARRIE | CHIEF COMPLIANCE OFFICER AND HEAD OF DISTRIBUTION COMPLIANCE (US) | 2350087 |
| CASHEL, WILLIAM S IV | HEAD OF BUSINESS DEVELOPMENT, PRIVACORE CAPITAL, LLC | 2870348 |
| CRAWFORD, BERG ASHTON | CHIEF ACCOUNTING OFFICER | 7933828 |
| FALCONER, PETER JOHN | ASSISTANT SECRETARY | 7218508 |
| GRAUERHOLZ, STEPHANIE LYNN | DEPUTY GENERAL COUNSEL | 4696390 |
| LACY, KARLENE J | GLOBAL HEAD OF TAX | 5073113 |
| MARIANI, KRISTIN BRETT | HEAD OF COMPLIANCE, NORTH AMERICA | 2740967 |
| ROSENBERG, MICHELLE ROSE | GENERAL COUNSEL, SECRETARY | 4735608 |
| SABA, STEVEN RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 5847576 |
| SCHWEITZER, MICHAEL ALAN | PRESIDENT | 1940642 |
| UTZ, KATHRYN BRETTON | DEPUTY CHIEF COMPLIANCE OFFICER AND N.A. HEAD OF SALES PRACTICE COMPLIANCE | 3100695 |
Red Flags
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